SEC filing record
Primary Source · SEC.gov

PIMCO Asset Based Finance Investment, L.P.

Fund Vehicle2024 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalNew Form D filerForm D · 2024-10-252 events: 1 new form d filer, 1 large raiseLast filing 2024-10-25

Raised

$2.0B

Investors

2

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

PIMCO Asset Based Finance Investment, L.P. is a Delaware limited partnership that filed a Form D with the SEC on October 25, 2024, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. PIMCO Asset Based Finance Investment, L.P. reported $2,004,030,000 sold from 2 investors of a $2,004,030,000 total offering as of the Form D filed October 25, 2024. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names PIMCO INVESTMENTS LLC (CRD 154957), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 650 Newport Center Drive, Newport Beach, CA 92660.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002034645
Entity NamePIMCO Asset Based Finance Investment, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address650 Newport Center Drive, Newport Beach, CA 92660
Phone(949) 720-6000
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateOctober 18, 2024
Filing DateOctober 25, 2024
Accession Number0002034645-24-000001
Total Offering Amount$2,004,030,000
Total Amount Sold$2,004,030,000
Amount Remaining$0
Total Investors2
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$0 (to PIMCO INVESTMENTS LLC)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)CA
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

2

latest Oct 25, 2024

Critical / warning

2 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

Latest event New filer · Oct 25, 2024

SEC.gov
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Investor

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Pacific Investment Management Company LLC

CRD 104559 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a hedge fund

Auditor named on Form ADV: Pricewaterhousecoopers Cayman Islands · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

Promoter · NEWPORT BEACH, CA

"INVESTMENT MANAGER OF THE ISSUER (""INVESTMENT MANAGER"")"

GREGORY WESTON HALL

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

DANIEL JOHN IVASCYN

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

MARK RICHARD KIESEL

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

JOHN JEFFREY KIRKOWSKI

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

KIMBERLEY GRACE KORINKE

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

MOHIT GRACE MITTAL

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

ALFRED TAKETO MURATA

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

EMMANUEL TAKETO ROMAN

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

MARC PETER SEIDNER

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

ROBIN CHRISTINE SHANAHAN

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

GREG ELLIOT SHARENOW

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

JASON ROBERT STEINER

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

PETER G. STRELOW

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

SUNG-HEE G. SUH

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

QI G. WANG

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

CANDICE STACK WHITTEN

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

JING STACK YANG

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

NADIA STACK ZAKIR

Executive Officer · NEWPORT BEACH, CA

EXECUTIVE OFFICER OF THE INVESTMENT MANAGER

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

PIMCO INVESTMENTS LLCCRD 154957 on BrokerCheck

Associated broker-dealer: None · NEW YORK, NY · Soliciting in all states

Questions About PIMCO Asset Based Finance Investment, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is PIMCO Asset Based Finance Investment, L.P.?

PIMCO Asset Based Finance Investment, L.P. is a Delaware limited partnership that filed a Form D with the SEC on October 25, 2024 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is PIMCO Asset Based Finance Investment, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. PIMCO Asset Based Finance Investment, L.P. filed a Form D with the SEC on October 25, 2024 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $2,004,030,000 sold to 2 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is PIMCO Asset Based Finance Investment, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that PIMCO Asset Based Finance Investment, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has PIMCO Asset Based Finance Investment, L.P. raised?

PIMCO Asset Based Finance Investment, L.P. reported $2,004,030,000 sold from 2 investors of a $2,004,030,000 total offering as of the Form D filed October 25, 2024.

Who can invest in PIMCO Asset Based Finance Investment, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in PIMCO Asset Based Finance Investment, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling PIMCO Asset Based Finance Investment, L.P. and how are they paid?

The Form D names PIMCO INVESTMENTS LLC (CRD 154957), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind PIMCO Asset Based Finance Investment, L.P.?

The Form D lists 19 related persons: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, promoter ("INVESTMENT MANAGER OF THE ISSUER (""INVESTMENT MANAGER"")"); GREGORY WESTON HALL, executive officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER); DANIEL JOHN IVASCYN, executive officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER); MARK RICHARD KIESEL, executive officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER); JOHN JEFFREY KIRKOWSKI, executive officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER); KIMBERLEY GRACE KORINKE, executive officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER); MOHIT GRACE MITTAL, executive officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER); ALFRED TAKETO MURATA, executive officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER), and 11 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is PIMCO Asset Based Finance Investment, L.P. located?

The issuer's address on its SEC filings is 650 Newport Center Drive, Newport Beach, CA 92660. Its phone number of record is 949-720-6000. It is organized under the laws of Delaware.

How long is the PIMCO Asset Based Finance Investment, L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is PIMCO Asset Based Finance Investment, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.