SEC filing record
Primary Source · SEC.gov

ABS Global Pre-IPO Fund LP

Fund Vehicle2025 vintage506(b), 3(c)(1)
Latest signalNew Form D filerForm D · 2025-05-15Last filing 2025-05-15

Raised

$4M

Investors

11

Min Invest

$25,000

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AltStreet Analysis

·

Generated from EDGAR primary sources

ABS Global Pre-IPO Fund LP is a Delaware pooled investment fund that filed an original Form D on 2025-05-15, reporting $4.2M raised from 11 investors under Rule 506(b) and Section 3(c)(1). The offering has a $25K minimum investment and is managed by ABS Investment Management, LLC, with David Finn and Laurence Russian listed as executive officers.

This pre-IPO focused fund represents a typical emerging manager alternative investment vehicle, utilizing the standard 506(b) / 3(c)(1) private placement exemption structure. The $25K minimum positions it at the lower end of the accessibility spectrum for alternative funds, targeting accredited retail and smaller family office investors rather than institutional capital.

Data Flags

firstSaleDateFirst sale date not disclosed on filing with modest capital already raised ($4.2M)

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002068650
Entity NameABS Global Pre-IPO Fund LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address2187 Atlantic St., Suite 604, Stamford, CT 06902
Phone(203) 618-3700
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypePooled Investment Fund
First Sale Date—
Filing DateMay 15, 2025
Accession Number0002068650-25-000001
Total Offering AmountIndefinite
Total Amount Sold$4,190,000
Total Investors11
Non-Accredited InvestorsNone
Minimum Investment$25,000
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Net Asset Value RangeDecline to Disclose
State (Issuer Address)CT
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest May 15, 2025

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

Latest event New filer · May 15, 2025

SEC.gov
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Fund family Same adviser as Pre-IPO & Growth Fund, and 1 other related vehicle · full family and the filing behind each link in the terminal

Investor

  • The full fund family and 2 related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 filing event with values and deltas, latest 2025-05-15, and alerts on the next one
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Abs Global Investments

CRD 127290 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a other private fund

Auditor named on Form ADV: BKD, LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

ABS Investment Management, LLC

Executive Officer · Stamford, CT

David Finn

Executive Officer · Stamford, CT

Laurence Russian

Executive Officer · Stamford, CT

Questions About ABS Global Pre-IPO Fund LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is ABS Global Pre-IPO Fund LP?

ABS Global Pre-IPO Fund LP is a Delaware limited partnership that filed a Form D with the SEC on May 15, 2025 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests.

Is ABS Global Pre-IPO Fund LP legit?

AltStreet does not rate legitimacy; it reports the public record. ABS Global Pre-IPO Fund LP filed a Form D with the SEC on May 15, 2025 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $4,190,000 sold to 11 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is ABS Global Pre-IPO Fund LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that ABS Global Pre-IPO Fund LP claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has ABS Global Pre-IPO Fund LP raised?

ABS Global Pre-IPO Fund LP reported $4,190,000 sold from 11 investors in an offering of indefinite size as of the Form D filed May 15, 2025.

Who can invest in ABS Global Pre-IPO Fund LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000.

What is the minimum investment in ABS Global Pre-IPO Fund LP?

The Form D lists $25,000 as the minimum investment accepted from any outside investor as of May 15, 2025. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling ABS Global Pre-IPO Fund LP and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind ABS Global Pre-IPO Fund LP?

The Form D lists 3 related persons: ABS Investment Management, LLC, executive officer (General Partner); David J. Finn, executive officer (Managing Director of General Partner); Laurence K. Russian, executive officer (Principal of General Partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is ABS Global Pre-IPO Fund LP located?

The issuer's address on its SEC filings is 2187 Atlantic St., Suite 604, Stamford, CT 06902. Its phone number of record is 203-618-3700. It is organized under the laws of Delaware.

How long is the ABS Global Pre-IPO Fund LP offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is ABS Global Pre-IPO Fund LP?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.