Series 5-1, a series of StartEngine Private Funds LLC 2026: Is It Legit? Form D Raise, Investors, Who Is Behind It

Q: What is Series 5-1, a series of StartEngine Private Funds LLC?

Series 5-1, a series of StartEngine Private Funds LLC is a Delaware limited liability company that filed a Form D with the SEC on July 14, 2025 in the Other industry group. The filing claims Rule 506(c) for an offering of equity. AltStreet links the issuer to StartEngine.

Q: Is Series 5-1, a series of StartEngine Private Funds LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Series 5-1, a series of StartEngine Private Funds LLC filed a Form D with the SEC on July 14, 2025 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $1,503,160 sold to 44 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to StartEngine, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Q: Is Series 5-1, a series of StartEngine Private Funds LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Series 5-1, a series of StartEngine Private Funds LLC claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

Q: How much has Series 5-1, a series of StartEngine Private Funds LLC raised?

Series 5-1, a series of StartEngine Private Funds LLC reported $1,503,160 sold from 44 investors of a $2,746,000 total offering as of the Form D filed July 14, 2025.

Q: Who can invest in Series 5-1, a series of StartEngine Private Funds LLC?

The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,263.

Q: What is the minimum investment in Series 5-1, a series of StartEngine Private Funds LLC?

The Form D lists $25,263 as the minimum investment accepted from any outside investor as of July 14, 2025. Issuers can waive their own minimums, and the figure does not include fees.

Q: Who is selling Series 5-1, a series of StartEngine Private Funds LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Q: Who is behind Series 5-1, a series of StartEngine Private Funds LLC?

The Form D lists 1 related person: HOWARD MARKS, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Q: Where is Series 5-1, a series of StartEngine Private Funds LLC located?

The issuer's address on its SEC filings is 4100 Alameda Ave, Burbank, CA 91505. Its phone number of record is 6505508067. It is organized under the laws of Delaware.

Q: How long is the Series 5-1, a series of StartEngine Private Funds LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

AltStreetEDGAR DatabaseStartEngineSeries 5-1, a series of StartEngine Private Funds LLC
SEC filing record
Primary Source · SEC.gov
Series 5-1, a series of StartEngine Private Funds LLCSingle-Deal SPV2025 vintage506(c)
Latest signalNew Form D filerForm D · 2025-07-14Last filing 2025-07-14
StartEngineFull Review
Raised
$2M
Investors
44
Min Invest
$25,263
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AltStreet Analysis
·Generated from EDGAR primary sources
Series 5-1, a series of StartEngine Private Funds LLC, filed on 2025-07-14 raising $1.5M from 44 investors under Rule 506(c). The offering requires a $25K minimum investment and is part of StartEngine's pre-IPO platform ecosystem, which operates 117+ related EDGAR entities using a series fund structure.
This pre-IPO vehicle uses the 506(c) exemption with a $25K minimum, positioning it in the lower-tier accredited investor segment compared to institutional platforms. The average commitment of approximately $34K per investor reflects a retail-accessible structure typical of crowdfunding-adjacent platforms transitioning to Reg D.
Data Flags
sales_commissionsNo sales commissions disclosed on a $1.5M 506(c) offering with 44 investors, unusual for a platform that typically relies on general solicitation and marketing
related_personsHoward Marks listed as Director; verify whether this is the well-known co-founder of Oaktree Capital Management or a different individual with the same name, given the context of a retail pre-IPO platform
EDGAR Filing Data
Form D — Primary Source
View on SEC.gov 
CIK Number0002075640
Entity NameSeries 5-1, a series of StartEngine Private Funds LLC
ExemptionRule 506(c)
What the exemption meansRule 506(c) of Regulation D: the issuer may advertise the offering publicly, but every purchaser must be a verified accredited investor.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address4100 Alameda Ave, Burbank, CA 91505
Phone(650) 550-8067
Industry / Fund TypeOther
Securities TypeEquity
First Sale Date—
Filing DateJuly 14, 2025
Accession Number0002075640-25-000001
Total Offering Amount$2,746,000
Total Amount Sold$1,503,160
Amount Remaining$1,242,840
Total Investors44
Non-Accredited InvestorsNone
Minimum Investment$25,263
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)CA
Amendment CountOriginal filing only
Filings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
DJuly 14, 20250002075640-25-000001
AltStreet Coverage
Original reporting from AltStreet's daily EDGAR monitoring covering StartEngine and its filings.
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In the Terminal
Filing events
1
latest Jul 14, 2025
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Latest event New filer · Jul 14, 2025
SEC.gov
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Fund family Part of the StartEngine Private Funds family: 23 vehicles across 2 generations · full family and the filing behind each link in the terminal
Investor
The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
The dated record: 11 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
1 filing event with values and deltas, latest 2025-07-14, and alerts on the next one
1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
HOWARD MARKS
Director · BURBANK, CA
Questions About Series 5-1, a series of StartEngine Private Funds LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Series 5-1, a series of StartEngine Private Funds LLC?Series 5-1, a series of StartEngine Private Funds LLC is a Delaware limited liability company that filed a Form D with the SEC on July 14, 2025 in the Other industry group. The filing claims Rule 506(c) for an offering of equity. AltStreet links the issuer to StartEngine.
Is Series 5-1, a series of StartEngine Private Funds LLC legit?AltStreet does not rate legitimacy; it reports the public record. Series 5-1, a series of StartEngine Private Funds LLC filed a Form D with the SEC on July 14, 2025 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $1,503,160 sold to 44 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to StartEngine, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Series 5-1, a series of StartEngine Private Funds LLC registered with or approved by the SEC?No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Series 5-1, a series of StartEngine Private Funds LLC claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Series 5-1, a series of StartEngine Private Funds LLC raised?Series 5-1, a series of StartEngine Private Funds LLC reported $1,503,160 sold from 44 investors of a $2,746,000 total offering as of the Form D filed July 14, 2025.
Who can invest in Series 5-1, a series of StartEngine Private Funds LLC?The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,263.
What is the minimum investment in Series 5-1, a series of StartEngine Private Funds LLC?The Form D lists $25,263 as the minimum investment accepted from any outside investor as of July 14, 2025. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Series 5-1, a series of StartEngine Private Funds LLC and how are they paid?The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Series 5-1, a series of StartEngine Private Funds LLC?The Form D lists 1 related person: HOWARD MARKS, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Series 5-1, a series of StartEngine Private Funds LLC located?The issuer's address on its SEC filings is 4100 Alameda Ave, Burbank, CA 91505. Its phone number of record is 6505508067. It is organized under the laws of Delaware.
How long is the Series 5-1, a series of StartEngine Private Funds LLC offering open?The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is Series 5-1, a series of StartEngine Private Funds LLC's revenue?The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Parent Platform
StartEngine
Pre Ipo - Est. 2014
Min invest$250
EligibilityRetail
LiquiditySecondary Market
AuditUnaudited
Lowest platform minimum — individual offerings may vary
Read Full Analyst Review
Sponsor EDGAR Footprint
Entities on EDGAR120
Total raised$79M
Total investors2,251
Vintages2016–2026
Aggregated across this platform's Form D entities tracked by AltStreet. Source: SEC EDGAR.
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Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.