Parabellum Partners IV, LP
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
Pre-open
Investors
—
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Parabellum Partners IV, LP is a Delaware limited partnership that filed a Form D with the SEC on February 12, 2026, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Parabellum Partners IV, LP reported that the first sale had not yet occurred as of the Form D filed February 12, 2026, so no amount sold or investor count is on file. The total offering amount is listed as indefinite. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names UBS Securities LLC (CRD 000007654), associated with None; Alvine Capital Management Ltd, associated with None as recipients of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 810 Seventh Avenue, Suite 2900, New York, NY 10019.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Feb 12, 2026
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
pre_sale
Latest event New filer · Feb 12, 2026
SEC.govFund family Part of the Parabellum Partners family: 7 vehicles across 4 generations · adviser of record Parabellum Capital LLC · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 filing event with values and deltas, latest 2026-02-12, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
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Adviser of Record (Form ADV)
CRD 269874 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: CohnReznick LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
PBLM General Partner IV, LLC
Executive Officer · New York, NY
General Partner
Parabellum Capital LLC
Executive Officer · New York, NY
Investment Manager
Howard Shams
Executive Officer · New York, NY
Aaron Katz
Executive Officer · New York, NY
David Icikson
Executive Officer · New York, NY
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
UBS Securities LLCCRD 000007654 on BrokerCheck
Associated broker-dealer: None · New York, NY · Soliciting in all states
Alvine Capital Management Ltd
Associated broker-dealer: None · London, X0 and outside the United States
Questions About Parabellum Partners IV, LP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Parabellum Partners IV, LP?
Parabellum Partners IV, LP is a Delaware limited partnership that filed a Form D with the SEC on February 12, 2026 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is Parabellum Partners IV, LP legit?
AltStreet does not rate legitimacy; it reports the public record. Parabellum Partners IV, LP filed a Form D with the SEC on February 12, 2026 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Parabellum Partners IV, LP registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Parabellum Partners IV, LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Parabellum Partners IV, LP raised?
Parabellum Partners IV, LP reported that the first sale had not yet occurred as of the Form D filed February 12, 2026, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.
Who can invest in Parabellum Partners IV, LP?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Parabellum Partners IV, LP?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Parabellum Partners IV, LP and how are they paid?
The Form D names UBS Securities LLC (CRD 000007654), associated with None; Alvine Capital Management Ltd, associated with None as recipients of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Parabellum Partners IV, LP?
The Form D lists 5 related persons: PBLM General Partner IV, LLC, executive officer (General Partner); Parabellum Capital LLC, executive officer (Investment Manager); Howard Shams, executive officer; Aaron Katz, executive officer; David Icikson, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Parabellum Partners IV, LP located?
The issuer's address on its SEC filings is 810 Seventh Avenue, Suite 2900, New York, NY 10019. Its phone number of record is (212) 726-2640. It is organized under the laws of Delaware.
How long is the Parabellum Partners IV, LP offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is Parabellum Partners IV, LP?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.