SEC filing record
Primary Source · SEC.gov

Southpaw Series LLC, Tranche II

Fund Vehicle2026 vintageRule 506(b), Section 3(c), Section 3(c)(1)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalNew Form D filerForm D · 2026-03-10Last filing 2026-03-10

Raised

$6M

Investors

6

Min Invest

$100,004

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Southpaw Series LLC, Tranche II is a Delaware limited liability company that filed a Form D with the SEC on March 10, 2026, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers equity and pooled investment fund interests. Southpaw Series LLC, Tranche II reported $5,697,475 sold from 6 investors of a $8,000,000 total offering as of the Form D filed March 10, 2026. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,004. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 2100 Ross Avenue, Suite 550, Dallas, TX 75201.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002116227
Entity NameSouthpaw Series LLC, Tranche II
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address2100 Ross Avenue, Suite 550, Dallas, TX 75201
Phone(214) 264-5937
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypeEquity, Pooled investment fund interests
First Sale DateNovember 4, 2024
Filing DateMarch 10, 2026
Accession Number0002116227-26-000001
Total Offering Amount$8,000,000
Total Amount Sold$5,697,475
Amount Remaining$2,302,525
Total Investors6
Non-Accredited InvestorsNone
Minimum Investment$100,004
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Revenue RangeNo Revenues
State (Issuer Address)TX
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Mar 10, 2026

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

raising

Latest event New filer · Mar 10, 2026

SEC.gov
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Fund family Part of the Southpaw family: 5 vehicles across 2 generations · adviser of record Southpaw Cp Manager LP · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 filing event with values and deltas, latest 2026-03-10, and alerts on the next one
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Southpaw Cp Manager LP

CRD 339218 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Zubin Mehta

Director · Dallas, TX

Thomas Dundon

Director · Dallas, TX

Questions About Southpaw Series LLC, Tranche II

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Southpaw Series LLC, Tranche II?

Southpaw Series LLC, Tranche II is a Delaware limited liability company that filed a Form D with the SEC on March 10, 2026 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of equity and pooled investment fund interests.

Is Southpaw Series LLC, Tranche II legit?

AltStreet does not rate legitimacy; it reports the public record. Southpaw Series LLC, Tranche II filed a Form D with the SEC on March 10, 2026 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $5,697,475 sold to 6 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Southpaw Series LLC, Tranche II registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Southpaw Series LLC, Tranche II claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Southpaw Series LLC, Tranche II raised?

Southpaw Series LLC, Tranche II reported $5,697,475 sold from 6 investors of a $8,000,000 total offering as of the Form D filed March 10, 2026.

Who can invest in Southpaw Series LLC, Tranche II?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,004.

What is the minimum investment in Southpaw Series LLC, Tranche II?

The Form D lists $100,004 as the minimum investment accepted from any outside investor as of March 10, 2026. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Southpaw Series LLC, Tranche II and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Southpaw Series LLC, Tranche II?

The Form D lists 2 related persons: Zubin Mehta, director; Thomas Dundon, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Southpaw Series LLC, Tranche II located?

The issuer's address on its SEC filings is 2100 Ross Avenue, Suite 550, Dallas, TX 75201. Its phone number of record is 2142645937. It is organized under the laws of Delaware.

How long is the Southpaw Series LLC, Tranche II offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is Southpaw Series LLC, Tranche II?

The Form D reports a revenue range of No Revenues.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.