SEC filing record
Primary Source · SEC.gov

Sagard Private Income Fund Inc.

Fund Vehicle2026 vintage506(b)
Latest signalNew Form D filerForm D · 2026-11-02Last filing 2026-11-02

Raised

$110K

Investors

110

Min Invest

$1,000

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AltStreet Analysis

·

Generated from EDGAR primary sources

Sagard Private Income Fund Inc., a Maryland-incorporated fund vehicle, filed this Form D on 2026-11-02 under Rule 506(b) reporting $110,000 raised from 110 investors with a $1,000 minimum investment. The filing does not disclose a first sale date, and executive officers include Dev Gopalan and Christopher Millin, suggesting an early-stage or initial tranche of a private credit fund not yet matched to a known parent platform in AltStreet's database.

This filing sits within the private credit / income fund segment of alternative investments, using the common 506(b) exemption that restricts general solicitation. The $1,000 minimum and small aggregate raise are atypical for institutional non-traded funds of this type, which typically report minimums in the tens of thousands of dollars and raises well above six figures at this filing stage.

Data Flags

firstSaleDateNo first sale date disclosed on an original (non-amendment) filing with a total raise of only $110K, well under the $100M threshold where omission is expected for large institutional funds.
totalAmountSold / totalInvestorsAverage investment of exactly $1,000 per investor across 110 investors, precisely matching the stated minimum investment — suggesting a uniform seed or test tranche rather than a typical fundraising distribution.
industryGroupIndustry group field not specified on the filing.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002133018
Entity NameSagard Private Income Fund Inc.
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeCorporation
Jurisdiction of OrganizationMaryland
Year Organized2026
Issuer Address280 Park Avenue, 34th Floor West, New York, NY 10017
Phone(212) 380-5605
Former NamesSagard Private Income Fund (until September 2, 2026)
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Securities TypeEquity, Debt
First Sale Date—
Filing DateNovember 2, 2026
Accession Number0001143598-26-000006
Total Offering Amount$110,000
Total Amount Sold$110,000
Amount Remaining$0
Total Investors110
Non-Accredited InvestorsNone
Minimum Investment$1,000
Offering DurationOne year or less
Sales Commissions$5,500 (to Charles Harrison and 3 others)
Finders' Fees$0
Proceeds to Related Persons$0
Net Asset Value RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only
Signed ByPuja Kumar, Corporate Secretary

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Nov 2, 2026

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

Latest event New filer · Nov 2, 2026

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Dev Gopalan

Executive Officer · New York, NY

Christopher Millin

Executive Officer · New York, NY

Puja Kumar

Executive Officer · New York, NY

Gerald Cummins

Executive Officer · New York, NY

Samuel Robinson

Director · New York, NY

David Canter

Director · New York, NY

Seema Chetal

Director · New York, NY

Jeff Van Horn

Director · New York, NY

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Charles HarrisonCRD 3071551 on BrokerCheck

Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA

Lori MayfieldCRD 4899271 on BrokerCheck

Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA

Patrick WhelchelCRD 5389090 on BrokerCheck

Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA

Scott HarrisonCRD 4981070 on BrokerCheck

Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA

Questions About Sagard Private Income Fund Inc.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Sagard Private Income Fund Inc.?

Sagard Private Income Fund Inc. is a Maryland corporation organized in 2026 that filed a Form D with the SEC on November 2, 2026 as a other investment fund. The filing claims Rule 506(b) for an offering of equity and debt.

Is Sagard Private Income Fund Inc. legit?

AltStreet does not rate legitimacy; it reports the public record. Sagard Private Income Fund Inc. filed a Form D with the SEC on November 2, 2026 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $110,000 sold to 110 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Sagard Private Income Fund Inc. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Sagard Private Income Fund Inc. claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Sagard Private Income Fund Inc. raised?

Sagard Private Income Fund Inc. reported $110,000 sold from 110 investors of a $110,000 total offering as of the Form D filed November 2, 2026.

Who can invest in Sagard Private Income Fund Inc.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000.

What is the minimum investment in Sagard Private Income Fund Inc.?

The Form D lists $1,000 as the minimum investment accepted from any outside investor as of November 2, 2026. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Sagard Private Income Fund Inc. and how are they paid?

The Form D names Charles Harrison (CRD 3071551), associated with H & L Equities, LLC; Lori Mayfield (CRD 4899271), associated with H & L Equities, LLC; Patrick Whelchel (CRD 5389090), associated with H & L Equities, LLC; Scott Harrison (CRD 4981070), associated with H & L Equities, LLC as recipients of sales compensation. Sales commissions are reported as $5,500 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Sagard Private Income Fund Inc.?

The Form D lists 8 related persons: Dev Gopalan, executive officer (President and Chief Executive Officer); Christopher Millin, executive officer (Chief Financial Officer and Treasurer); Puja Kumar, executive officer (Corporate Secretary); Gerald Cummins, executive officer (Chief Compliance Officer); Samuel Robinson, director; David Canter, director; Seema Chetal, director; Jeff Van Horn, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Sagard Private Income Fund Inc. located?

The issuer's address on its SEC filings is 280 Park Avenue, 34th Floor West, New York, NY 10017. Its phone number of record is (212) 380-5605. It is organized under the laws of Maryland.

How long is the Sagard Private Income Fund Inc. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is Sagard Private Income Fund Inc.?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.