Swan Charlie Opportunity Fund, LLC
Raised
Pre-open
Investors
—
Min Invest
$10,000
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AltStreet Analysis
·Generated from EDGAR primary sources
Swan Charlie Opportunity Fund, LLC is a Michigan-formed fund vehicle that filed an original Form D under Rule 504, offering debt securities with a stated minimum investment of $10,000. The filing is pre-open, with no total amount sold, investor count, or first sale date disclosed, and no parent platform has been identified. Seven related persons are listed, including six executive officers and one promoter.
This filing sits in the alternative investment category as a debt-based fund vehicle, but its use of Rule 504 — which caps offerings at $10 million and is more commonly associated with small-business capital raises than institutional fund structures — distinguishes it from the Rule 506(b)/506(c) exemptions typical of larger private funds. The $10K minimum investment is on the lower end for this category, consistent with a smaller-scale or early-stage raise.
Data Flags
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Nov 2, 2026
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
pre_sale
Latest event New filer · Nov 2, 2026
SEC.govInvestor
- 1 filing event with values and deltas, latest 2026-11-02, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Scott Sanderson
Executive Officer · Portage, MI
Trenton Hayward
Executive Officer · Portage, MI
James Burns, III
Executive Officer · Portage, MI
Michael McGivney
Executive Officer · Portage, MI
Thomas Larabel
Executive Officer · Portage, MI
Eric Guerin
Promoter · Portage, MI
Matthew Hansen
Executive Officer · Portage, MI
Questions About Swan Charlie Opportunity Fund, LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Swan Charlie Opportunity Fund, LLC?
Swan Charlie Opportunity Fund, LLC is a Michigan limited liability company organized in 2026 that filed a Form D with the SEC on November 2, 2026 in the Residential industry group. The filing claims Rule 504 for an offering of debt.
Is Swan Charlie Opportunity Fund, LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Swan Charlie Opportunity Fund, LLC filed a Form D with the SEC on November 2, 2026 claiming Rule 504. A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Swan Charlie Opportunity Fund, LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Swan Charlie Opportunity Fund, LLC claimed Rule 504 and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Swan Charlie Opportunity Fund, LLC raised?
Swan Charlie Opportunity Fund, LLC reported that the first sale had not yet occurred as of the Form D filed November 2, 2026, so no amount sold or investor count is on file. The total offering amount is $9,900,000.
Who can invest in Swan Charlie Opportunity Fund, LLC?
The offering relies on Rule 504, which caps the offering at $10 million in a 12-month period. The filing reports 0 non-accredited investors. The minimum investment accepted from an outside investor is $10,000.
What is the minimum investment in Swan Charlie Opportunity Fund, LLC?
The Form D lists $10,000 as the minimum investment accepted from any outside investor as of November 2, 2026. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Swan Charlie Opportunity Fund, LLC and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Swan Charlie Opportunity Fund, LLC?
The Form D lists 7 related persons: Scott Edwin Sanderson, executive officer; Trenton Robert Hayward, executive officer; James Rolland Burns, III, executive officer; Michael Leo McGivney, executive officer; Thomas Michael Larabel, executive officer; Eric James Guerin, promoter; Matthew Blaine Hansen, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Swan Charlie Opportunity Fund, LLC located?
The issuer's address on its SEC filings is 2186 E Centre Ave, Portage, MI 49002. Its phone number of record is 2693212610. It is organized under the laws of Michigan.
How long is the Swan Charlie Opportunity Fund, LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is Swan Charlie Opportunity Fund, LLC's revenue?
The Form D reports a revenue range of $1,000,001 - $5,000,000.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.