SEC filing record
Primary Source · SEC.gov

Platinum Lumen Principals International (Cayman), L.P.

Feeder Fund2026 vintage506(b), 3(c)(1)

Raised

Pre-open

Investors

—

Min Invest

None stated

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AltStreet Analysis

·

Generated from EDGAR primary sources

Platinum Lumen Principals International (Cayman), L.P. is a Cayman Islands-domiciled pooled investment fund filing an original Form D under Rule 506(b) and Section 3(c)(1), with Platinum Equity Small Cap Investment Holdings II (Cayman), LLC listed as promoter and Dawn Walloch as executive officer. The filing is pre-open, with total amount sold, investor count, minimum investment, and first sale date all undisclosed, consistent with an early-stage private offering not yet matched to a known platform.

This entity sits within the private pooled-fund segment of alternative investments, using the common 506(b)/3(c)(1) exemption pairing typical of privately placed, non-public funds limited to accredited investors and capped at 100 beneficial owners. Its offshore Cayman structure and undisclosed raise/minimum figures are consistent with an international feeder or co-investment vehicle at an early filing stage rather than a retail-accessible offering.

Data Flags

State of IncorporationEntity is organized in the Cayman Islands and filing a U.S. Form D, indicating a cross-border fund structure (likely a non-US feeder) rather than a domestic vehicle.
ExemptionFiling claims both 506(b) and 3(c)(1) simultaneously, the standard combined securities-offering and investment-company exemption stack used by private funds; not indicative of irregularity.
Related PersonsThe related persons field contains a leading 'N/A' preceding the promoter entity name, suggesting a data formatting artifact in the source filing rather than a substantive issue.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002163383
Entity NamePlatinum Lumen Principals International (Cayman), L.P.
Exemption506(b), 3(c)(1)
Entity Type—
Jurisdiction of OrganizationCayman Islands
Issuer Address360 North Crescent Drive, South Building, Beverly Hills, CA 90210
Phone(310) 712-1850
Industry / Fund Type—
Securities TypePooled Investment Fund
First Sale Date—
Filing DateNovember 4, 2026
Accession Number0002163383-26-000001
Total Offering Amount—
Total Amount Sold—
Total Investors—
Minimum Investment$0 (no stated minimum)
Offering Duration—
State (Issuer Address)CA
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

N/A Platinum Equity Small Cap Investment Holdings II (Cayman), LLC

Promoter · Beverly Hills, CA

Dawn Walloch

Executive Officer · Beverly Hills, CA

Questions About Platinum Lumen Principals International (Cayman), L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Platinum Lumen Principals International (Cayman), L.P.?

Platinum Lumen Principals International (Cayman), L.P. is an issuer that filed a Form D with the SEC on November 4, 2026. The filing claims 506(b), 3(c)(1).

Is Platinum Lumen Principals International (Cayman), L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Platinum Lumen Principals International (Cayman), L.P. filed a Form D with the SEC on November 4, 2026 claiming 506(b), 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Platinum Lumen Principals International (Cayman), L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Platinum Lumen Principals International (Cayman), L.P. claimed 506(b), 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Platinum Lumen Principals International (Cayman), L.P. raised?

Platinum Lumen Principals International (Cayman), L.P. reported no amount sold as of the Form D filed November 4, 2026.

Who is selling Platinum Lumen Principals International (Cayman), L.P. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Where is Platinum Lumen Principals International (Cayman), L.P. located?

The issuer's address on its SEC filings is 360 North Crescent Drive, South Building, Beverly Hills, CA 90210. Its phone number of record is (310) 712-1850. It is organized under the laws of Cayman Islands.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.