TOMI Environmental Solutions, Inc.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$3M
Investors
28
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
TOMI Environmental Solutions, Inc. is a Florida corporation that first filed a Form D on October 6, 2014 and most recently amended it on November 28, 2023 in the Biotechnology industry group. The offering claims Rule 506(b) and covers debt. TOMI Environmental Solutions, Inc. reported $2,600,000 sold from 28 investors of a $5,000,000 total offering as of the Form D filed November 28, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names AGES Financial Services, Inc. (CRD 15427), associated with None as the recipient of sales compensation soliciting in AL, AZ, CA, MA, NH, TN, WA. The issuer's address of record is 8430 Spires Way, Frederick, MD 21701.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
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In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
3
closed, lapsed
Investor
- 3 offering timelines: velocity, share raised, first-sale lag, stalled flags
Pro
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Halden S Shane
Executive Officer, Director · Frederick, MD
Chief Executive Officer
Elissa J Shane
Executive Officer, Director · Frederick, MD
Chief Operating Officer
Nick J Jennings
Executive Officer · Frederick, MD
Chief Financial Officer
Walter C Johnsen
Director · Frederick, MD
Kelly J Anderson
Director · Frederick, MD
Boh Soon J Lim
Director · Frederick, MD
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
AGES Financial Services, Inc.CRD 15427 on BrokerCheck
Associated broker-dealer: None · Woburn, MA · Soliciting in AL, AZ, CA, MA, NH, TN, WA
Questions About TOMI Environmental Solutions, Inc.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is TOMI Environmental Solutions, Inc.?
TOMI Environmental Solutions, Inc. is a Florida corporation that filed a Form D with the SEC on November 28, 2023 in the Biotechnology industry group. The filing claims Rule 506(b) for an offering of debt.
Is TOMI Environmental Solutions, Inc. legit?
AltStreet does not rate legitimacy; it reports the public record. TOMI Environmental Solutions, Inc. filed a Form D with the SEC on November 28, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $2,600,000 sold to 28 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is TOMI Environmental Solutions, Inc. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that TOMI Environmental Solutions, Inc. claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has TOMI Environmental Solutions, Inc. raised?
TOMI Environmental Solutions, Inc. reported $2,600,000 sold from 28 investors of a $5,000,000 total offering as of the Form D filed November 28, 2023.
Who can invest in TOMI Environmental Solutions, Inc.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in TOMI Environmental Solutions, Inc.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling TOMI Environmental Solutions, Inc. and how are they paid?
The Form D names AGES Financial Services, Inc. (CRD 15427), associated with None as the recipient of sales compensation soliciting in AL, AZ, CA, MA, NH, TN, WA.
Who is behind TOMI Environmental Solutions, Inc.?
The Form D lists 6 related persons: Halden S Shane, executive officer, director (Chief Executive Officer); Elissa J Shane, executive officer, director (Chief Operating Officer); Nick J Jennings, executive officer (Chief Financial Officer); Walter C Johnsen, director; Kelly J Anderson, director; Boh Soon J Lim, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is TOMI Environmental Solutions, Inc. located?
The issuer's address on its SEC filings is 8430 Spires Way, Frederick, MD 21701. Its phone number of record is 8005251698. It is organized under the laws of Florida.
How long is the TOMI Environmental Solutions, Inc. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.
What is TOMI Environmental Solutions, Inc.'s revenue?
The Form D reports a revenue range of $5,000,001 - $25,000,000.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.