SEC filing record
Primary Source · SEC.gov

John Hancock Financial Opportunities Fund

2024 vintageInvestment Company Act of 1940 (registered fund)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form N-PORT; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

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Investors

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Min Invest

None stated

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What this filing shows

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Every sentence is a value as filed on SEC Form D

John Hancock Financial Opportunities Fund is an entity organized in Massachusetts that filed a Form D with the SEC on August 27, 2026. The offering claims Investment Company Act of 1940 (registered fund). John Hancock Financial Opportunities Fund reported no amount sold as of the Form D filed August 27, 2026. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is C/O John Hancock Investment Management, 200 Berkeley Street, Boston, MA 02116.

EDGAR Filing Data

Form N-PORT — Primary Source

View on SEC.gov
CIK Number0000925683
Entity NameJohn Hancock Financial Opportunities Fund
ExemptionInvestment Company Act of 1940 (registered fund)
Entity Type—
Jurisdiction of OrganizationMassachusetts
Issuer AddressC/O John Hancock Investment Management, 200 Berkeley Street, Boston, MA 02116
Phone(617) 663-3000
Former NamesJOHN HANCOCK BANK & THRIFT OPPORTUNITY FUND (until December 11, 2012); HANCOCK JOHN BANK & THRIFT OPPORTUNITY FUND (until February 3, 2011)
Industry / Fund Type—
Securities Type—
First Sale Date—
Filing DateAugust 27, 2026
Accession Number0000925683-26-000014
Total Offering Amount—
Total Amount Sold—
Total Investors—
Minimum Investment$0 (no stated minimum)
Offering Duration—
State (Issuer Address)MA
Amendment Count29 filings on record

Fund Filings

Listed closed-end fund (811-08568). Figures are the fund's own from Forms N-PORT and N-CEN, from 10-K and 10-Q XBRL for funds that file those instead, and from its repurchase filings on SEC EDGAR. "Marks" is the share of holdings at Level 3 or carried at NAV. The positions, the portfolio mix and the prospectus terms are Terminal Pro. All registered funds AltStreet tracks.

Net assets
$803.8M at Jun 30, 2026
Holdings
176 positions, $937.5M
Marks
2% of holdings at Level 3 or carried at NAV
Borrowings
$130.0M
Adviser
John Hancock Investment Management LLC
Fees (N-CEN)
management fee 1.24%, net operating expenses 2.42% for the year to Dec 31, 2025
Auditor
PricewaterhouseCoopers LLP

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Positions

176 holdings at Jun 30, 2026, Form N-PORT Part C

Portfolio mix

by asset type, fair-value level, issuer type and country, with concentration

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Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first (15 of 29). Each opens the SEC archive folder.

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Filing events

0

none on file

Critical / warning

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0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

0

none on file

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Fund family Beneficially owned by First Trust Portfolios L.P. · full family and the filing behind each link in the terminal

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Questions About John Hancock Financial Opportunities Fund

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is John Hancock Financial Opportunities Fund?

John Hancock Financial Opportunities Fund is an issuer that filed a Form D with the SEC on August 27, 2026. The filing claims Investment Company Act of 1940 (registered fund).

Is John Hancock Financial Opportunities Fund legit?

AltStreet does not rate legitimacy; it reports the public record. John Hancock Financial Opportunities Fund filed a Form D with the SEC on August 27, 2026 claiming Investment Company Act of 1940 (registered fund). A Form D is a notice of an exempt offering, not a review or approval of it. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is John Hancock Financial Opportunities Fund registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that John Hancock Financial Opportunities Fund claimed Investment Company Act of 1940 (registered fund) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has John Hancock Financial Opportunities Fund raised?

John Hancock Financial Opportunities Fund reported no amount sold as of the Form D filed August 27, 2026.

Who is selling John Hancock Financial Opportunities Fund and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Where is John Hancock Financial Opportunities Fund located?

The issuer's address on its SEC filings is C/O John Hancock Investment Management, 200 Berkeley Street, Boston, MA 02116. Its phone number of record is 617-663-3000. It is organized under the laws of Massachusetts.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.