UpMarket
UpMarket is a vertically integrated offering structure: the platform, the broker-dealer placing the deals, and several fund managers share disclosed affiliations or common control. Access Funds layer affiliated-broker fees on top of management fees, carry, and undisclosed underlying-fund fees, and the broker-dealer self-reported a net-capital deficiency to regulators.
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Platform Identity
- Website
- upmarket.co
- Headquarters
- Milpitas, California, US
- Founded
- 2019
- Platform type
- Pre-IPO & Alternatives Access-Fund Marketplace
- Regulatory
- finra_member
- Eligibility
- accredited only
AltStreet Coverage
- Review status
- Published
- Coverage type
- Investment platform
- Review date
- May 25, 2026
- Last updated
- Aug 19, 2026
- Composite score
- 2.6
- Structural signals
- 4 total
Key Data Points
- EDGAR-linked offerings
- 31
- Filing-verified raised
- $35.03M
- Investors disclosed
- 263
Auditors of Record
Audit firms named in this platform's issuer filings, as recorded in AltStreet's auditor directory. Each firm page lists every issuer it audits across covered platforms.
Manager (Form ADV)
Investment adviser records matched to this platform from SEC Form ADV filings (IARD). Figures are manager-level — they describe the advisory firm, not any single offering on this page.
UPMARKET MANAGEMENT LLC
Exempt Reporting Adviser- CRD / SEC#
- 336095 · 802-134099
- Status
- ERA - Active
- Private funds
- 25 · $107.50M gross assets(hedge:5 PE:4 RE:1 other:15)
- Item 11 disclosures
- None reported
- Main office
- NEW YORK, NY
- Latest ADV filed
- Jul 3, 2025
Item 11 disclosures are affirmative answers to Form ADV's disciplinary questions, which can include affiliate events — they are not a count of violations. Source: SEC Form ADV data, refreshed monthly.
Reference Reading
AltStreet reference pages on the filings and mechanics behind this platform's category.
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