Ellington Income Opportunities Fund
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form N-PORT; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
Pre-open
Investors
—
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Ellington Income Opportunities Fund is an entity organized in Delaware that filed a Form D with the SEC on August 24, 2026. The offering claims Investment Company Act of 1940 (registered fund). Ellington Income Opportunities Fund reported no amount sold as of the Form D filed August 24, 2026. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 1580 Lincoln St, Suite 680, Denver, CO 80203.
EDGAR Filing Data
Form N-PORT — Primary Source
View on SEC.govFund Filings
Interval fund (811-23389). Figures are the fund's own from Forms N-PORT and N-CEN and its repurchase filings on SEC EDGAR. "Marks" is the share of holdings at Level 3 or carried at NAV. All registered funds AltStreet tracks.
- Net assets
- $31.7M at Jun 30, 2026
- Holdings
- 41 positions, $11.8M
- Marks
- 88% of holdings at Level 3 or carried at NAV
- Adviser
- Princeton Fund Advisers, LLC
- Fees (N-CEN)
- management fee 1.85%, net operating expenses 5.3% for the year to Dec 31, 2023
- Auditor
- RSM US LLP
- Latest repurchase offer
- N-23C3A filed Aug 21, 2026, requests due Sep 11, 2026
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Filings on Record
Every filing AltStreet's ledger holds for this CIK, newest first (15 of 26). Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
pre_sale
Fund family Same adviser Princeton Private Investments Access Fund · full family and the filing behind each link in the terminal
Investor
- The full fund family and 1 related vehicle (parallel, feeder, successor, sibling series) with the filing that shows each link
- The dated record: 177 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2018-11-08: 2 related persons added and 0 removed against the filing of 2018-10-30; 7 now listed. The names are in the Terminal feed.
John L. Sabre
Executive Officer, Director · MINNEAPOLIS, MN
Chief Executive Officer of the Adviser, President and Trustee of Fund
Laurence E. Penn
Director · MINNEAPOLIS, MN
Vice Chairman and COO of the Sub-Adviser, Trustee of Fund
Jeffrey Peter Greiner
Director · MINNEAPOLIS, MN
Trustee
Richard P. Imperiale
Director · MINNEAPOLIS, MN
Trustee
George L. Mikan III
Director · MINNEAPOLIS, MN
Trustee
Christopher E. Moran
Executive Officer · MINNEAPOLIS, MN
Treasurer
Daniel J. Amen
Executive Officer · MINNEAPOLIS, MN
Secretary
Questions About Ellington Income Opportunities Fund
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Ellington Income Opportunities Fund?
Ellington Income Opportunities Fund is an issuer that filed a Form D with the SEC on August 24, 2026. The filing claims Investment Company Act of 1940 (registered fund).
Is Ellington Income Opportunities Fund legit?
AltStreet does not rate legitimacy; it reports the public record. Ellington Income Opportunities Fund filed a Form D with the SEC on August 24, 2026 claiming Investment Company Act of 1940 (registered fund). A Form D is a notice of an exempt offering, not a review or approval of it. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Ellington Income Opportunities Fund registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Ellington Income Opportunities Fund claimed Investment Company Act of 1940 (registered fund) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Ellington Income Opportunities Fund raised?
Ellington Income Opportunities Fund reported no amount sold as of the Form D filed August 24, 2026.
Who is selling Ellington Income Opportunities Fund and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind Ellington Income Opportunities Fund?
The Form D lists 7 related persons: John L. Sabre, executive officer, director (Chief Executive Officer of the Adviser, President and Trustee of Fund); Laurence E. Penn, director (Vice Chairman and COO of the Sub-Adviser, Trustee of Fund); Jeffrey Peter Greiner, director (Trustee); Richard P. Imperiale, director (Trustee); George L. Mikan III, director (Trustee); Christopher E. Moran, executive officer (Treasurer); Daniel J. Amen, executive officer (Secretary). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Ellington Income Opportunities Fund located?
The issuer's address on its SEC filings is 1580 Lincoln St, Suite 680, Denver, CO 80203. Its phone number of record is 952-897-5363. It is organized under the laws of Delaware.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.