SEC filing record
Primary Source · SEC.gov

Ocean Partners LLC

Fund Vehicle2016 vintageRule 506(b), Section 3(c), Section 3(c)(1)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$27M

Investors

82

Min Invest

$500,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Ocean Partners LLC is a New Jersey limited liability company that first filed a Form D on July 17, 2014 and most recently amended it on June 23, 2023, describing itself as a hedge fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers pooled investment fund interests. Ocean Partners LLC reported $27,026,026 sold from 82 investors in an offering of indefinite size as of the Form D filed June 23, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 26 Main Street, Suite 304, Chatham, NJ 07928.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing June 23, 2023

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001319621
Entity NameOcean Partners LLC
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationNew Jersey
Issuer Address26 Main Street, Suite 304, Chatham, NJ 07928
Phone(855) 212-0955
Industry / Fund TypePooled Investment Fund · Hedge Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypePooled investment fund interests
First Sale DateJanuary 1, 1997
Filing DateJune 23, 2023
Accession Number0001319760-23-000005
Total Offering AmountIndefinite
Total Amount Sold$27,026,026
Total Investors82
Non-Accredited InvestorsNone
Minimum Investment$500,000
Offering DurationIntended to last more than one year
Net Asset Value RangeDecline to Disclose
State (Issuer Address)NJ
Amendment Count11 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

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none on file

Critical / warning

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Statements extracted

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none on file

NAV prints

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none on file

Offering chains

1

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Investor

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Adviser of Record (Form ADV)

CRD 129934

CRD 129934 · lists this fund on Schedule D 7.B.(1) as a other private fund

Auditor named on Form ADV: Atti & Company, CPAs, PLLC · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data through December 31, 2024, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2023-06-23: 0 related persons added and 1 removed against the filing of 2023-05-12; 5 now listed. The names are in the Terminal feed.

Seelaus Asset Management, LLC

Executive Officer · Chatham, NJ

Investment Manager

Anneliese Mitnick

Executive Officer · Chatham, NJ

Benjamin Seelaus

Executive Officer · Chatham, NJ

Karolina Pajdak

Executive Officer · Chatham, NJ

Kenneth Klein

Executive Officer · Chatham, NJ

Questions About Ocean Partners LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Ocean Partners LLC?

Ocean Partners LLC is a New Jersey limited liability company that filed a Form D with the SEC on June 23, 2023 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests.

Is Ocean Partners LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Ocean Partners LLC filed a Form D with the SEC on June 23, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $27,026,026 sold to 82 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Ocean Partners LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Ocean Partners LLC claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Ocean Partners LLC raised?

Ocean Partners LLC reported $27,026,026 sold from 82 investors in an offering of indefinite size as of the Form D filed June 23, 2023.

Who can invest in Ocean Partners LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000.

What is the minimum investment in Ocean Partners LLC?

The Form D lists $500,000 as the minimum investment accepted from any outside investor as of June 23, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Ocean Partners LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Ocean Partners LLC?

The Form D lists 5 related persons: Seelaus Asset Management, LLC, executive officer (Investment Manager); Anneliese Mitnick, executive officer; Benjamin Seelaus, executive officer; Karolina Pajdak, executive officer; Kenneth Klein, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Ocean Partners LLC located?

The issuer's address on its SEC filings is 26 Main Street, Suite 304, Chatham, NJ 07928. Its phone number of record is 8552120955. It is organized under the laws of New Jersey.

How long is the Ocean Partners LLC offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 11 amendments are on record for this CIK.

How large is Ocean Partners LLC?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.