SEC filing record
Primary Source · SEC.gov

First Liberty Holdings LLC

2023 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

Pre-open

Investors

—

Min Invest

$251,100

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

First Liberty Holdings LLC is a Oklahoma limited liability company that filed a Form D with the SEC on November 20, 2023 in the Commercial Banking industry group. The offering claims Rule 506(b) and covers equity. First Liberty Holdings LLC reported that the first sale had not yet occurred as of the Form D filed November 20, 2023, so no amount sold or investor count is on file. The total offering amount is $20,250,000. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $251,100. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 9601 N May Avenue, Oklahoma City, OK 73120.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001370231
Entity NameFirst Liberty Holdings LLC
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationOklahoma
Issuer Address9601 N May Avenue, Oklahoma City, OK 73120
Phone(405) 608-4500
Industry / Fund TypeCommercial Banking
Securities TypeEquity
First Sale DateNot yet occurred (as filed)
Filing DateNovember 20, 2023
Accession Number0001370231-23-000002
Total Offering Amount$20,250,000
Total Amount Sold$0 (no sales yet)
Amount Remaining$20,250,000
Total Investors0 (no sales yet)
Non-Accredited InvestorsNone
Minimum Investment$251,100
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)OK
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

2

pre_sale

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Fund family Part of the Liberty family: 21 vehicles across 5 generations · full family and the filing behind each link in the terminal

Investor

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  • 2 offering timelines: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2023-11-20: 1 related person added and 0 removed against the filing of 2018-12-06; 2 now listed. The names are in the Terminal feed.

Joey Root

Executive Officer, Director · Oklahoma City, OK

Managing Member, President & CEO

Keegan Grooms

Executive Officer · Oklahoma City, OK

Vice President & Secretary

Questions About First Liberty Holdings LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is First Liberty Holdings LLC?

First Liberty Holdings LLC is a Oklahoma limited liability company that filed a Form D with the SEC on November 20, 2023 in the Commercial Banking industry group. The filing claims Rule 506(b) for an offering of equity.

Is First Liberty Holdings LLC legit?

AltStreet does not rate legitimacy; it reports the public record. First Liberty Holdings LLC filed a Form D with the SEC on November 20, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is First Liberty Holdings LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that First Liberty Holdings LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has First Liberty Holdings LLC raised?

First Liberty Holdings LLC reported that the first sale had not yet occurred as of the Form D filed November 20, 2023, so no amount sold or investor count is on file. The total offering amount is $20,250,000.

Who can invest in First Liberty Holdings LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $251,100.

What is the minimum investment in First Liberty Holdings LLC?

The Form D lists $251,100 as the minimum investment accepted from any outside investor as of November 20, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling First Liberty Holdings LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind First Liberty Holdings LLC?

The Form D lists 2 related persons: Joey Root, executive officer, director (Managing Member, President & CEO); Keegan Grooms, executive officer (Vice President & Secretary). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is First Liberty Holdings LLC located?

The issuer's address on its SEC filings is 9601 N May Avenue, Oklahoma City, OK 73120. Its phone number of record is 405-608-4500. It is organized under the laws of Oklahoma.

How long is the First Liberty Holdings LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is First Liberty Holdings LLC's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.