BAILARD EMERGING OPPORTUNITIES FUND I, L.P.
Raised
$6M
Investors
20
Min Invest
$1,000,000
AltStreet Analysis
·Generated from EDGAR primary sources
BAILARD EMERGING OPPORTUNITIES FUND I, L.P. is a Delaware-domiciled pooled investment fund managed by Bailard, Inc. This amended filing reports $5.8M raised from 20 investors under Rule 506(c) and 3(c)(1) exemptions, with a $1.0M minimum investment. Executive officers include Michael Faust, Pavita Fleischer, Sonya Mughal, and Fuju (Lily) Wu.
This fund operates as a private investment vehicle utilizing the 506(c) exemption, which permits general solicitation to accredited investors. The $1.0M minimum investment positions it in the mid-tier institutional/qualified purchaser segment typical of emerging manager or sector-focused funds. The dual exemption structure (506(c) + 3(c)(1)) is standard for funds avoiding Investment Company Act registration while allowing public advertising.
Data Flags
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Offering stalled · Form D · last filing August 22, 2025
Latest annual amendment reported no change in amount sold or investors
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
Fund Family
Every vehicle in this manager's series as it appears on EDGAR, newest generation first. Sold-to-date and investor counts are each vehicle's latest Form D.
Fund family
BAILARD EMERGING OPPORTUNITIES FUND1 vehicle · 1 generation · since 2016 · $62.2M sold across the family
This issuer is in Fund I
| Vehicle | Role | First filed | Status | Sold | Investors |
|---|---|---|---|---|---|
| Fund I · first filed 2018-09-05 · 1 vehicle · $5.8M sold · 20 investors | |||||
| BAILARD EMERGING OPPORTUNITIES FUND I, L.P.this issuer | 2018-09-05 | stalled | $5.8M | 20 | |
Grouped from Form D issuer names (generation, sleeve, jurisdiction and legal-form tokens removed); a name-only match, so abbreviated or renamed vehicles can be missed. Sold and investor figures are each vehicle's latest Form D; sleeves that report the same figure share one family-wide total and are counted once. Performance lines are what a public pension plan reports for its own interest in that fund, net, on the plan's cash flows and valuation date; they are not the general partner's figures.
In the Terminal
Filing events
3
latest Aug 22, 2025
Critical / warning
0 / 0
1 watch · 2 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
3
stalled, dark
Latest event Stalled · Aug 22, 2025
SEC.govInvestor
- 3 filing events with values and deltas, latest 2025-08-22, and alerts on the next one
- 3 offering timelines: velocity, share raised, first-sale lag, stalled flags
Pro
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2025-08-22: 1 related person added and 1 removed against the filing of 2024-08-22; 6 now listed. The names are in the Terminal feed.
n/a Bailard General Partners I, Inc.
Executive Officer · Foster City, CA
n/a Bailard, Inc.
Executive Officer · Foster City, CA
Michael Faust
Executive Officer, Director · Foster City, CA
Pavita Fleischer
Executive Officer · Foster City, CA
Sonya Mughal
Executive Officer, Director · Foster City, CA
Fuju (Lily) Wu
Executive Officer · Foster City, CA
Questions About BAILARD EMERGING OPPORTUNITIES FUND I, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is BAILARD EMERGING OPPORTUNITIES FUND I, L.P.?
BAILARD EMERGING OPPORTUNITIES FUND I, L.P. is a Delaware limited partnership that filed a Form D with the SEC on August 22, 2025 as a other investment fund. The filing claims Rule 506(c), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests.
Is BAILARD EMERGING OPPORTUNITIES FUND I, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. BAILARD EMERGING OPPORTUNITIES FUND I, L.P. filed a Form D with the SEC on August 22, 2025 claiming Rule 506(c), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $5,798,000 sold to 20 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is BAILARD EMERGING OPPORTUNITIES FUND I, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that BAILARD EMERGING OPPORTUNITIES FUND I, L.P. claimed Rule 506(c), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has BAILARD EMERGING OPPORTUNITIES FUND I, L.P. raised?
BAILARD EMERGING OPPORTUNITIES FUND I, L.P. reported $5,798,000 sold from 20 investors in an offering of indefinite size as of the Form D filed August 22, 2025.
Who can invest in BAILARD EMERGING OPPORTUNITIES FUND I, L.P.?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000.
What is the minimum investment in BAILARD EMERGING OPPORTUNITIES FUND I, L.P.?
The Form D lists $1,000,000 as the minimum investment accepted from any outside investor as of August 22, 2025. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling BAILARD EMERGING OPPORTUNITIES FUND I, L.P. and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind BAILARD EMERGING OPPORTUNITIES FUND I, L.P.?
The Form D lists 6 related persons: Bailard General Partners I, Inc., executive officer (General Partner); Bailard, Inc., executive officer (Investment Manager); Michael Faust, executive officer, director; Pavita Fleischer, executive officer; Sonya Thadhani Mughal, executive officer, director; Fuju (Lily) Thadhani Wu, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is BAILARD EMERGING OPPORTUNITIES FUND I, L.P. located?
The issuer's address on its SEC filings is 950 Tower Lane Suite 1900, Foster City, CA 94404. Its phone number of record is 650-571-5800. It is organized under the laws of Delaware.
How long is the BAILARD EMERGING OPPORTUNITIES FUND I, L.P. offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 19 amendments are on record for this CIK.
How large is BAILARD EMERGING OPPORTUNITIES FUND I, L.P.?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
Is this your offering?
Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.
Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.