UHY Advisors Inc
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$6M
Investors
72
Min Invest
$1,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
UHY Advisors Inc is a Delaware corporation that first filed a Form D on August 30, 2017 and most recently amended it on September 27, 2023 in the Business Services industry group. The offering claims Rule 506(b) and covers equity. UHY Advisors Inc reported $5,593,770 sold from 72 investors of a $5,593,770 total offering as of the Form D filed September 27, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports non-accredited investors. The minimum investment accepted from an outside investor is $1,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 30 S Wacker Dr, Chicago, IL 60606.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
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In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
5
lapsed, dark, closed
Investor
- 5 offering timelines: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2023-09-27: 2 related persons added and 2 removed against the filing of 2022-08-05; 10 now listed. The names are in the Terminal feed.
Susan Fox Orr
Director · St. Louis, MO
James P Daniels
Director · Albany, NY
Cynthia K Hannafey-Phenicie
Director · Atlanta, GA
Michael James Mahoney
Director · New York, NY
Steven Paul McCarty
Director · Sterling Heights, MI
Gerald Joseph Grady, Jr
Director · Ann Arbor, MI
Paul C Truber
Director · St. Louis, MO
Michael M Antovski
Executive Officer · Farmington Hills, MI
Thomas D Bomberski
Executive Officer · Farmington Hills, MI
Vincent J Flanagan
Executive Officer · New York, NY
Questions About UHY Advisors Inc
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is UHY Advisors Inc?
UHY Advisors Inc is a Delaware corporation that filed a Form D with the SEC on September 27, 2023 in the Business Services industry group. The filing claims Rule 506(b) for an offering of equity.
Is UHY Advisors Inc legit?
AltStreet does not rate legitimacy; it reports the public record. UHY Advisors Inc filed a Form D with the SEC on September 27, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $5,593,770 sold to 72 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is UHY Advisors Inc registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that UHY Advisors Inc claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has UHY Advisors Inc raised?
UHY Advisors Inc reported $5,593,770 sold from 72 investors of a $5,593,770 total offering as of the Form D filed September 27, 2023.
Who can invest in UHY Advisors Inc?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports non-accredited investors. The minimum investment accepted from an outside investor is $1,000.
What is the minimum investment in UHY Advisors Inc?
The Form D lists $1,000 as the minimum investment accepted from any outside investor as of September 27, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling UHY Advisors Inc and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind UHY Advisors Inc?
The Form D lists 10 related persons: Susan Fox Orr, director; James P Daniels, director; Cynthia K Hannafey-Phenicie, director; Michael James Mahoney, director; Steven Paul McCarty, director; Gerald Joseph Grady, Jr, director; Paul C Truber, director; Michael M Antovski, executive officer, and 2 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is UHY Advisors Inc located?
The issuer's address on its SEC filings is 30 S Wacker Dr, Chicago, IL 60606. Its phone number of record is 312-578-9600. It is organized under the laws of Delaware.
How long is the UHY Advisors Inc offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 3 amendments are on record for this CIK.
What is UHY Advisors Inc's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.