SEC filing record
Primary Source · SEC.gov

CapStreet III, L.P.

Fund Vehicle2016 vintageRule 506(b), Section 3(c), Section 3(c)(1)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$215M

Investors

78

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

CapStreet III, L.P. is a Delaware limited partnership that first filed a Form D on September 23, 2014 and most recently amended it on September 13, 2017, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers equity and pooled investment fund interests. CapStreet III, L.P. reported $214,927,253 sold from 78 investors in an offering of indefinite size as of the Form D filed September 13, 2017. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names KNIGHT CAPITAL MARKETS LLC (CRD 38379) as the recipient of sales compensation soliciting in MA, MN, OH. Sales commissions are reported as $970,000 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 1001 Louisiana, Suite 3200, Houston, TX 77002.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing September 13, 2017

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001451241
Entity NameCapStreet III, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Year OrganizedMore than five years before filing
Issuer Address1001 Louisiana, Suite 3200, Houston, TX 77002
Phone(713) 332-2700
Former Namescapstreet III, LP (until November 21, 2008)
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypeEquity, Pooled investment fund interests
First Sale DateFebruary 4, 2008
Filing DateSeptember 13, 2017
Accession Number0000899140-17-000574
Total Offering AmountIndefinite
Total Amount Sold$214,927,253
Total Investors78
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Sales Commissions$970,000 (to KNIGHT CAPITAL MARKETS LLC)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)TX
Amendment Count4 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

dark

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Fund family Part of the CapStreet family: 3 vehicles across 3 generations · adviser of record The Capstreet Group, LLC · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

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Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Adviser of Record (Form ADV)

The Capstreet Group, LLC

CRD 159690 · SEC-registered adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

George Kelly

Executive Officer · Houston, TX

Managing Member of CapStreet Group 3, LLC, the General Partner of CapStreet GP III, L.P., the General Partner of the Issuer.

Katherine L Kohlmeyer

Executive Officer · Houston, TX

Chief Financial Officer and Partner of CapStreet Group 3, LLC, the General Partner of CapStreet GP III, L.P., the General Partner of the Issuer.

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

KNIGHT CAPITAL MARKETS LLCCRD 38379 on BrokerCheck

Purchase, NY · Soliciting in MA, MN, OH and outside the United States

Questions About CapStreet III, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is CapStreet III, L.P.?

CapStreet III, L.P. is a Delaware limited partnership that filed a Form D with the SEC on September 13, 2017 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of equity and pooled investment fund interests.

Is CapStreet III, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. CapStreet III, L.P. filed a Form D with the SEC on September 13, 2017 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $214,927,253 sold to 78 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is CapStreet III, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that CapStreet III, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has CapStreet III, L.P. raised?

CapStreet III, L.P. reported $214,927,253 sold from 78 investors in an offering of indefinite size as of the Form D filed September 13, 2017.

Who can invest in CapStreet III, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in CapStreet III, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling CapStreet III, L.P. and how are they paid?

The Form D names KNIGHT CAPITAL MARKETS LLC (CRD 38379) as the recipient of sales compensation soliciting in MA, MN, OH. Sales commissions are reported as $970,000 and finders' fees as $0. Form D allows these to be estimates.

Who is behind CapStreet III, L.P.?

The Form D lists 2 related persons: George Kelly, executive officer (Managing Member of CapStreet Group 3, LLC, the General Partner of CapStreet GP III, L.P., the General Partner of the Issuer); Katherine L Kohlmeyer, executive officer (Chief Financial Officer and Partner of CapStreet Group 3, LLC, the General Partner of CapStreet GP III, L.P., the General Partner of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is CapStreet III, L.P. located?

The issuer's address on its SEC filings is 1001 Louisiana, Suite 3200, Houston, TX 77002. Its phone number of record is (713) 332-2700. It is organized under the laws of Delaware.

How long is the CapStreet III, L.P. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 4 amendments are on record for this CIK.

How large is CapStreet III, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.