SEC filing record
Primary Source · SEC.gov

Osmo Systems, Inc.

Platform / Operating Company2017 vintage506(b)
Latest signalReg CF offering launchedForm C · 2024-05-10Last filing 2024-05-10

Raised

$3M

Investors

29

Min Invest

None stated

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AltStreet Analysis

·

Generated from EDGAR primary sources

Osmo Systems, Inc. is a Delaware-incorporated alternative investment entity that filed an amended Form D on 2017-09-25 under Rule 506(b). The filing reports $2.9M raised in equity from 29 investors. The entity is managed by executives Zach Stein (Executive Officer, Director) and Carole Bellis (Executive Officer), with no parent platform currently matched in the AltStreet database.

This 506(b) equity offering reflects a typical early-stage capital raise relying on the private exemption without general solicitation. With 29 investors contributing $2.9M, the average commitment of approximately $100K suggests a mix of angel and small institutional participation common in venture-stage alternative investments.

Data Flags

first_sale_dateAmendment filed without disclosure of first sale date; unable to assess filing timeliness or vintage attribution
industry_groupIndustry group not specified in filing; limits sector categorization for peer comparison

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form C · last filing May 10, 2024

No progress update or annual report 12+ months after the Form C An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001716708
Entity NameOsmo Systems, Inc.
Exemption506(b)
Entity Type—
Jurisdiction of OrganizationDelaware
Issuer Address524 Madison Street, Albany, CA 94706
Phone(650) 868-2697
Industry / Fund Type—
Securities TypeEquity
First Sale Date—
Filing DateSeptember 25, 2017
Accession Number0001716708-17-000002
Total Offering Amount—
Total Amount Sold$2,915,634
Total Investors29
Minimum Investment$0 (no stated minimum)
Offering Duration—
State (Issuer Address)CA
Amendment Count4 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest May 10, 2024

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

3

closed, dark, lapsed

Latest event Offering launched · May 10, 2024

SEC.gov
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Investor

  • 1 filing event with values and deltas, latest 2024-05-10, and alerts on the next one
  • 3 offering timelines: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
  • The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV

Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2021-03-31: 3 related persons added and 2 removed against the filing of 2017-09-25; 3 now listed. The names are in the Terminal feed.

Zach Stein

Executive Officer, Director · Menlo Park, CA

Carole Bellis

Executive Officer · Menlo Park, CA

Questions About Osmo Systems, Inc.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Osmo Systems, Inc.?

Osmo Systems, Inc. is an issuer that filed a Form D with the SEC on May 10, 2024. The filing claims 506(b).

Is Osmo Systems, Inc. legit?

AltStreet does not rate legitimacy; it reports the public record. Osmo Systems, Inc. filed a Form D with the SEC on May 10, 2024 claiming 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $2,915,634 sold to 29 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Osmo Systems, Inc. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Osmo Systems, Inc. claimed 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Osmo Systems, Inc. raised?

Osmo Systems, Inc. reported $2,915,634 sold from 29 investors as of the Form D filed May 10, 2024.

Who is selling Osmo Systems, Inc. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Osmo Systems, Inc.?

The Form D lists 3 related persons: Zachary Stein, executive officer, director; James Regulinski, director; Ethan Batraski, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Osmo Systems, Inc. located?

The issuer's address on its SEC filings is 524 Madison Street, Albany, CA 94706. Its phone number of record is (650) 868-2697. It is organized under the laws of Delaware.

How long is the Osmo Systems, Inc. offering open?

An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.