AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 136

CIK 0001715196Single-Deal SPV2017 vintage506(b), 3(c)(1)

Raised

$798K

Investors

42

Min Invest

$0

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 136 is a Delaware pooled investment fund filed by EquityZen Advisors LLC, raising $798K from 42 investors under Regulation D Rule 506(b) and Section 3(c)(1). This amended filing is part of EquityZen's platform of over 1,800 pre-IPO secondary market vehicles, with minimum investment not disclosed on the Form D.

This pre-IPO pooled fund uses the 506(b) exemption with 3(c)(1) investment company exclusion, typical for platforms enabling accredited investor access to late-stage private company shares. The ~$19K average check size ($798K across 42 investors) reflects EquityZen's retail-accessible secondary market model, significantly lower than traditional institutional pre-IPO funds.

Data Flags

first sale dateFirst sale date not disclosed on this amended filing; given the sub-$1M raise this is an optional field left blank consistent with platform filing conventions observed across EquityZen entities
investor count42 investors for $798K raise implies average check size of approximately $19K, unusually high investor count relative to capital raised, characteristic of EquityZen's fractional pre-IPO share model

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001715196
Entity NameEquityZen Growth Technology Fund LLC - Series 136
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateSeptember 7, 2017
Accession Number0001716287-17-000004
Total Amount Sold$798K
Total Investors42
Minimum Investment$0 (no stated minimum)
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Shriram Bhashyam

Executive Officer, Director · New York, NY

Assure Fund Management II LLC

Director · Salt Lake City, UT

Erin Rosenthal

Executive Officer · Salt Lake City, UT

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Claim Profile — FreeGet Verified — $2,400/yr

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.