SEC filing record
Primary Source · SEC.gov

GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC

Fund Vehicle2017 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$202M

Investors

53

Min Invest

$500,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC is a Delaware entity that first filed a Form D on October 27, 2014 and most recently amended it on July 17, 2023, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC reported $201,913,503 sold from 53 investors in an offering of indefinite size as of the Form D filed July 17, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is Wessex House, 45 Reid Street, Hamilton, Bermuda HM12.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Offering stalled · Form D · last filing July 17, 2023

Latest annual amendment reported no change in amount sold or investors

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001484560
Entity NameGAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeOther
Jurisdiction of OrganizationDelaware
Issuer AddressWessex House, 45 Reid Street, Hamilton, Bermuda HM12
Phone(441) 295-5825
Former NamesGAM Global Rates Hedge Fund (US Domicile) (until October 30, 2015)
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateAugust 1, 2008
Filing DateJuly 17, 2023
Accession Number0001484560-23-000001
Total Offering AmountIndefinite
Total Amount Sold$201,913,503
Total Investors53
Non-Accredited InvestorsNone
Minimum Investment$500,000
Offering DurationIntended to last more than one year
Net Asset Value RangeDecline to Disclose
State (Issuer Address)D0
Amendment Count9 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

stalled

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Fund family Part of the GAM Absolute Return Strategies family: 2 vehicles across 0 generations · full family and the filing behind each link in the terminal

Investor

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

GAM Limited

Promoter · Hamilton, D0

Managing Member

Gail Wright

Director · Hamilton, D0

Questions About GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC?

GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC is a Delaware entity that filed a Form D with the SEC on July 17, 2023 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC filed a Form D with the SEC on July 17, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $201,913,503 sold to 53 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC raised?

GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC reported $201,913,503 sold from 53 investors in an offering of indefinite size as of the Form D filed July 17, 2023.

Who can invest in GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000.

What is the minimum investment in GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC?

The Form D lists $500,000 as the minimum investment accepted from any outside investor as of July 17, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC?

The Form D lists 2 related persons: GAM Limited, promoter (Managing Member); Gail Wright, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC located?

The issuer's address on its SEC filings is Wessex House, 45 Reid Street, Hamilton, Bermuda HM12. Its phone number of record is 441-295-5825. It is organized under the laws of Delaware.

How long is the GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 9 amendments are on record for this CIK.

How large is GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.