First United Bancorp, Inc.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$15M
Investors
21
Min Invest
$250,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
First United Bancorp, Inc. is a Kentucky corporation that filed a Form D with the SEC on November 3, 2026 in the Commercial Banking industry group. The offering claims Rule 506(b) and covers debt. First United Bancorp, Inc. reported $15,000,000 sold from 21 investors of a $15,000,000 total offering as of the Form D filed November 3, 2026. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000. The Form D names Performance Trust Capital Partners, LLC (CRD 000036155), associated with None as the recipient of sales compensation. Sales commissions are reported as $375,000 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 162 North Main Street, Madisonville, KY 42431.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Nov 3, 2026
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
2
closed, lapsed
Latest event New filer · Nov 3, 2026
SEC.govFund family Part of the UNITED BANCORP family: 2 vehicles across 1 generation · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 filing event with values and deltas, latest 2026-11-03, and alerts on the next one
- 2 offering timelines: velocity, share raised, first-sale lag, stalled flags
Pro
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2026-11-03: 6 related persons added and 9 removed against the filing of 2012-01-04; 11 now listed. The names are in the Terminal feed.
Jon Jason Hawkins
Executive Officer, Director · Madisonville, KY
Rachael Pruitt
Executive Officer · Madisonville, KY
Terry Brown
Director · Madisonville, KY
J Keith Cartwright
Director · Madisonville, KY
Kenwyn Riddle
Director · Madisonville, KY
Skip McGaw
Director · Madisonville, KY
Tim Capps
Director · Madisonville, KY
Jonathan Ross
Director · Madisonville, KY
Jerry Markham
Director · Madisonville, KY
Jason Crandall
Director · Madisonville, KY
Lee Mitchell
Director · Madisonville, KY
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Performance Trust Capital Partners, LLCCRD 000036155 on BrokerCheck
Associated broker-dealer: None · Chicago, IL
Questions About First United Bancorp, Inc.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is First United Bancorp, Inc.?
First United Bancorp, Inc. is a Kentucky corporation that filed a Form D with the SEC on November 3, 2026 in the Commercial Banking industry group. The filing claims Rule 506(b) for an offering of debt.
Is First United Bancorp, Inc. legit?
AltStreet does not rate legitimacy; it reports the public record. First United Bancorp, Inc. filed a Form D with the SEC on November 3, 2026 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $15,000,000 sold to 21 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is First United Bancorp, Inc. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that First United Bancorp, Inc. claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has First United Bancorp, Inc. raised?
First United Bancorp, Inc. reported $15,000,000 sold from 21 investors of a $15,000,000 total offering as of the Form D filed November 3, 2026.
Who can invest in First United Bancorp, Inc.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000.
What is the minimum investment in First United Bancorp, Inc.?
The Form D lists $250,000 as the minimum investment accepted from any outside investor as of November 3, 2026. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling First United Bancorp, Inc. and how are they paid?
The Form D names Performance Trust Capital Partners, LLC (CRD 000036155), associated with None as the recipient of sales compensation. Sales commissions are reported as $375,000 and finders' fees as $0. Form D allows these to be estimates.
Who is behind First United Bancorp, Inc.?
The Form D lists 11 related persons: Jon Jason Hawkins, executive officer, director; Rachael Pruitt, executive officer; Terry Brown, director; J Keith Cartwright, director; Kenwyn Riddle, director; Skip McGaw, director; Tim Capps, director; Jonathan Ross, director, and 3 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is First United Bancorp, Inc. located?
The issuer's address on its SEC filings is 162 North Main Street, Madisonville, KY 42431. Its phone number of record is 270-821-5555. It is organized under the laws of Kentucky.
How long is the First United Bancorp, Inc. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is First United Bancorp, Inc.'s revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.