SEC filing record
Primary Source · SEC.gov

StemBioSys Inc.

Platform / Operating Company2020 vintage506(b)
Latest signalReg CF reporting terminatedForm C-TR · 2026-04-224 events: 1 reg cf reporting terminated, 1 reg cf annual report, 1 reg cf progress updateLast filing 2026-04-22

Raised

Pre-open

Investors

—

Min Invest

None stated

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AltStreet Analysis

·

Generated from EDGAR primary sources

StemBioSys Inc. is a Delaware corporation that filed a Form D on 2020-12-30 to raise equity capital under the Rule 506(b) exemption. The filing does not disclose the amount sold, investor count, minimum investment, or first sale date, indicating the offering was pre-open or details were withheld at filing. No parent platform or related fund family was identified in available records.

This filing represents a direct equity raise by an operating company using the standard 506(b) private placement exemption, common for early-stage or growth-stage private companies rather than pooled investment vehicles. Key economics such as raise size and minimum investment are not disclosed on the filing, which is typical for smaller private issuers at this stage.

Data Flags

First Sale Date / Total Amount SoldFiling is pre-open with no first sale date or amount sold disclosed, consistent with an early-stage private placement rather than a completed institutional raise.
Related PersonsEleven individuals listed as executive officers/directors, a relatively large governance roster for a private company Form D filing.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting terminated · Form C · last filing April 22, 2026

Form C-TR filed: reporting terminated

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001568861
Entity NameStemBioSys Inc.
Exemption506(b)
Entity Type—
Jurisdiction of OrganizationDelaware
Issuer Address3463 Magic Drive, Suite 110, San Antonio, TX 78229
Phone(210) 877-9323
Industry / Fund Type—
Securities TypeEquity
First Sale Date—
Filing DateDecember 30, 2020
Accession Number0001568861-20-000003
Total Offering Amount—
Total Amount Sold—
Total Investors—
Minimum Investment$0 (no stated minimum)
Offering Duration—
State (Issuer Address)TX
Amendment Count10 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

4

latest Apr 22, 2026

Critical / warning

0 / 0

1 watch · 3 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

5

lapsed, terminated, pre_sale

Latest event Terminated · Apr 22, 2026

SEC.gov
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Investor

  • 4 filing events with values and deltas, latest 2026-04-22, and alerts on the next one
  • 5 offering timelines: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2020-12-30: 1 related person added and 0 removed against the filing of 2020-01-09; 11 now listed. The names are in the Terminal feed.

Mark Horsey

Executive Officer · San Antonio, TX

Becky Cap

Director · San Antonio, TX

Robert Hutchens

Executive Officer, Director · San Antonio, TX

Robert Langer

Director · San Antonio, TX

John Feik

Director · San Antonio, TX

Ian Clements

Director · San Antonio, TX

Jean Cheever

Director · San Antonio, TX

Paul Castella

Director · San Antonio, TX

Catherine Burzik

Director · San Antonio, TX

Steven Davis

Director · San Antonio, TX

Xiao-Dong Chen

Director · San Antonio, TX

Questions About StemBioSys Inc.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is StemBioSys Inc.?

StemBioSys Inc. is an issuer that filed a Form D with the SEC on April 22, 2026. The filing claims 506(b).

Is StemBioSys Inc. legit?

AltStreet does not rate legitimacy; it reports the public record. StemBioSys Inc. filed a Form D with the SEC on April 22, 2026 claiming 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is StemBioSys Inc. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that StemBioSys Inc. claimed 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has StemBioSys Inc. raised?

StemBioSys Inc. reported no amount sold as of the Form D filed April 22, 2026.

Who is selling StemBioSys Inc. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind StemBioSys Inc.?

The Form D lists 11 related persons: Mark Horsey, executive officer; Becky Cap, director; Robert Hutchens, executive officer, director; Robert Langer, director; John W Feik, director; Ian W Clements, director; Jean W Cheever, director; Paul W Castella, director, and 3 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is StemBioSys Inc. located?

The issuer's address on its SEC filings is 3463 Magic Drive, Suite 110, San Antonio, TX 78229. Its phone number of record is (210) 877-9323. It is organized under the laws of Delaware.

How long is the StemBioSys Inc. offering open?

An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.