SEC filing record
Primary Source · SEC.gov

Biodexa Pharmaceuticals Plc

2024 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalNew Form D filerForm D · 2024-08-01Last filing 2024-08-01

Raised

$5M

Investors

7

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Biodexa Pharmaceuticals Plc is a United Kingdom entity that filed a Form D with the SEC on August 1, 2024 in the Pharmaceuticals industry group. The offering claims Rule 506(b). Biodexa Pharmaceuticals Plc reported $5,009,968 sold from 7 investors of a $5,009,968 total offering as of the Form D filed August 1, 2024. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Ladenburg Thalmann & Co. Inc. (CRD 505), associated with None as the recipient of sales compensation soliciting in FL, GA, NY. Sales commissions are reported as $400,797 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 1 Caspian Point, Caspian Way, Cardiff, CF10 4DQ.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001643918
Entity NameBiodexa Pharmaceuticals Plc
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeOther
Jurisdiction of OrganizationUnited Kingdom
Issuer Address1 Caspian Point, Caspian Way, Cardiff, CF10 4DQ
Phone44 (0)1235 888300
Former NamesMidatech Pharma Plc (until March 27, 2023)
Industry / Fund TypePharmaceuticals
Securities Type—
First Sale DateJuly 19, 2024
Filing DateAugust 1, 2024
Accession Number0001643918-24-000002
Total Offering Amount$5,009,968
Total Amount Sold$5,009,968
Amount Remaining$0
Total Investors7
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$400,797 (to Ladenburg Thalmann & Co. Inc.)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)X0
Amendment Count6 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

2

latest Aug 1, 2024

Critical / warning

0 / 0

0 watch · 2 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

6

closed

Latest event New filer · Aug 1, 2024

SEC.gov
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Investor

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  • 6 offering timelines: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2024-08-01: 1 related person added and 1 removed against the filing of 2024-01-04; 5 now listed. The names are in the Terminal feed.

Stephen Stamp

Executive Officer, Director · Cardiff, X0

Simon Turton

Director · Cardiff, X0

Stephen Parker

Director · Cardiff, X0

Sijmen de Vries

Director · Cardiff, X0

Ann Merchant

Executive Officer · Cardiff, X0

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Ladenburg Thalmann & Co. Inc.CRD 505 on BrokerCheck

Associated broker-dealer: None · New York, NY · Soliciting in FL, GA, NY

Questions About Biodexa Pharmaceuticals Plc

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Biodexa Pharmaceuticals Plc?

Biodexa Pharmaceuticals Plc is a United Kingdom entity that filed a Form D with the SEC on August 1, 2024 in the Pharmaceuticals industry group. The filing claims Rule 506(b).

Is Biodexa Pharmaceuticals Plc legit?

AltStreet does not rate legitimacy; it reports the public record. Biodexa Pharmaceuticals Plc filed a Form D with the SEC on August 1, 2024 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $5,009,968 sold to 7 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Biodexa Pharmaceuticals Plc registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Biodexa Pharmaceuticals Plc claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Biodexa Pharmaceuticals Plc raised?

Biodexa Pharmaceuticals Plc reported $5,009,968 sold from 7 investors of a $5,009,968 total offering as of the Form D filed August 1, 2024.

Who can invest in Biodexa Pharmaceuticals Plc?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Biodexa Pharmaceuticals Plc?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Biodexa Pharmaceuticals Plc and how are they paid?

The Form D names Ladenburg Thalmann & Co. Inc. (CRD 505), associated with None as the recipient of sales compensation soliciting in FL, GA, NY. Sales commissions are reported as $400,797 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Biodexa Pharmaceuticals Plc?

The Form D lists 5 related persons: Stephen Stamp, executive officer, director; Simon Turton, director; Stephen Parker, director; Sijmen de Vries, director; Ann Merchant, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Biodexa Pharmaceuticals Plc located?

The issuer's address on its SEC filings is 1 Caspian Point, Caspian Way, Cardiff, CF10 4DQ. Its phone number of record is 44 (0)1235 888300. It is organized under the laws of United Kingdom.

How long is the Biodexa Pharmaceuticals Plc offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is Biodexa Pharmaceuticals Plc's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.