Aerami Therapeutics Holdings, Inc.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$1M
Investors
30
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Aerami Therapeutics Holdings, Inc. is a Delaware corporation that first filed a Form D on October 2, 2015 and most recently amended it on November 22, 2023 in the Other Health Care industry group. The offering claims Rule 506(b) and covers debt. Aerami Therapeutics Holdings, Inc. reported $1,016,000 sold from 30 investors of a $20,000,000 total offering as of the Form D filed November 22, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Aegis Capital Corp. (CRD 15007), associated with None as the recipient of sales compensation soliciting in AZ, CA, CO, FL, IL, MD, NJ, NV, NY, OR, PA, RI, SC, TN, TX, WI, WV. The issuer's address of record is 2520 Meridian Parkway, Suite 400, Durham, NC 27713.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
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In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
8
lapsed, closed
Investor
- 8 offering timelines: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2023-11-22: 3 related persons added and 3 removed against the filing of 2022-12-16; 8 now listed. The names are in the Terminal feed.
Anne C. Whitaker
Executive Officer, Director · Durham, NC
Chief Executive Officer, Chairwoman of the Board
Darlene C. Deptula-Hicks
Executive Officer, Director · Durham, NC
Chief Financial Officer and Director
Steven C. Thornton
Director · Durham, NC
Adam K. Stern
Director · Durham, NC
William Patrick Welch
Director · Durham, NC
John S. Patton
Director · Durham, NC
Joshua S. Ziel
Executive Officer · Durham, NC
Chief Operating Officer
Gary C. Burgess
Executive Officer · Durham, NC
Chief Medical Officer
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Aegis Capital Corp.CRD 15007 on BrokerCheck
Associated broker-dealer: None · New York, NY · Soliciting in AZ, CA, CO, FL, IL, MD, NJ, NV, NY, OR, PA, RI, SC, TN, TX, WI, WV and outside the United States
Questions About Aerami Therapeutics Holdings, Inc.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Aerami Therapeutics Holdings, Inc.?
Aerami Therapeutics Holdings, Inc. is a Delaware corporation that filed a Form D with the SEC on November 22, 2023 in the Other Health Care industry group. The filing claims Rule 506(b) for an offering of debt.
Is Aerami Therapeutics Holdings, Inc. legit?
AltStreet does not rate legitimacy; it reports the public record. Aerami Therapeutics Holdings, Inc. filed a Form D with the SEC on November 22, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $1,016,000 sold to 30 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Aerami Therapeutics Holdings, Inc. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Aerami Therapeutics Holdings, Inc. claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Aerami Therapeutics Holdings, Inc. raised?
Aerami Therapeutics Holdings, Inc. reported $1,016,000 sold from 30 investors of a $20,000,000 total offering as of the Form D filed November 22, 2023.
Who can invest in Aerami Therapeutics Holdings, Inc.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Aerami Therapeutics Holdings, Inc.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Aerami Therapeutics Holdings, Inc. and how are they paid?
The Form D names Aegis Capital Corp. (CRD 15007), associated with None as the recipient of sales compensation soliciting in AZ, CA, CO, FL, IL, MD, NJ, NV, NY, OR, PA, RI, SC, TN, TX, WI, WV.
Who is behind Aerami Therapeutics Holdings, Inc.?
The Form D lists 8 related persons: Anne C. Whitaker, executive officer, director (Chief Executive Officer, Chairwoman of the Board); Darlene C. Deptula-Hicks, executive officer, director (Chief Financial Officer and Director); Steven C. Thornton, director; Adam K. Stern, director; William Patrick Welch, director; John S. Patton, director; Joshua S. Ziel, executive officer (Chief Operating Officer); Gary C. Burgess, executive officer (Chief Medical Officer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Aerami Therapeutics Holdings, Inc. located?
The issuer's address on its SEC filings is 2520 Meridian Parkway, Suite 400, Durham, NC 27713. Its phone number of record is 9195897495. It is organized under the laws of Delaware.
How long is the Aerami Therapeutics Holdings, Inc. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 4 amendments are on record for this CIK.
What is Aerami Therapeutics Holdings, Inc.'s revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.