Abbott Secondary Opportunities, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$121M
Investors
15
Min Invest
$250,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Abbott Secondary Opportunities, L.P. is a Delaware limited partnership organized in 2016 that first filed a Form D on March 11, 2016 and most recently amended it on August 14, 2017, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Abbott Secondary Opportunities, L.P. reported $121,000,000 sold from 15 investors in an offering of indefinite size as of the Form D filed August 14, 2017. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000. The Form D names Fortress Group, Inc. (CRD 104408), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 1290 Avenue of the Americas, 9th Floor, New York, NY 10104.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing August 14, 2017
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Fund family Part of the Abbott Secondary Opportunities family: 7 vehicles across 2 generations · adviser of record Abbott Capital Management LLC · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 106332 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: Ernst & Young · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2017-08-14: 1 related person added and 2 removed against the filing of 2016-07-22; 13 now listed. The names are in the Terminal feed.
Abbott Secondary Investors GP, L.P.
Director · New York, NY
"The general partner of the Issuer (the ""General Partner"")."
ACM Secondary GP, LLC
Director · New York, NY
"The general partner of the General Partner of the Issuer (the ""GP LLC"")."
Mary T. Hornby
Executive Officer · New York, NY
Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC.
Young T. Lee
Executive Officer · New York, NY
Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC.
Timothy W. Maloney
Executive Officer · New York, NY
Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC.
Lauren M. Massey
Executive Officer · New York, NY
Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC.
Leonard C. Pangburn
Executive Officer · New York, NY
Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC.
Paolo C. Parziale
Executive Officer · New York, NY
Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC.
Meredith L. Rerisi
Executive Officer · New York, NY
Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC.
Jonathan D. Roth
Executive Officer · New York, NY
Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC.
Matthew M. Smith
Executive Officer · New York, NY
Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC.
Kathryn J. Stokel
Executive Officer · New York, NY
Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC.
Charles H. van Horne
Executive Officer · New York, NY
Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC.
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Fortress Group, Inc.CRD 104408 on BrokerCheck
Associated broker-dealer: None · Atlanta, GA · Soliciting in all states
Questions About Abbott Secondary Opportunities, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Abbott Secondary Opportunities, L.P.?
Abbott Secondary Opportunities, L.P. is a Delaware limited partnership organized in 2016 that filed a Form D with the SEC on August 14, 2017 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is Abbott Secondary Opportunities, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. Abbott Secondary Opportunities, L.P. filed a Form D with the SEC on August 14, 2017 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $121,000,000 sold to 15 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Abbott Secondary Opportunities, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Abbott Secondary Opportunities, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Abbott Secondary Opportunities, L.P. raised?
Abbott Secondary Opportunities, L.P. reported $121,000,000 sold from 15 investors in an offering of indefinite size as of the Form D filed August 14, 2017.
Who can invest in Abbott Secondary Opportunities, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000.
What is the minimum investment in Abbott Secondary Opportunities, L.P.?
The Form D lists $250,000 as the minimum investment accepted from any outside investor as of August 14, 2017. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Abbott Secondary Opportunities, L.P. and how are they paid?
The Form D names Fortress Group, Inc. (CRD 104408), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Abbott Secondary Opportunities, L.P.?
The Form D lists 13 related persons: Abbott Secondary Investors GP, L.P., director ("The general partner of the Issuer (the ""General Partner"")."); ACM Secondary GP, LLC, director ("The general partner of the General Partner of the Issuer (the ""GP LLC"")."); Mary T. Hornby, executive officer (Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC); Young T. Lee, executive officer (Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC); Timothy W. Maloney, executive officer (Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC); Lauren M. Massey, executive officer (Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC); Leonard C. Pangburn, executive officer (Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC); Paolo C. Parziale, executive officer (Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC), and 5 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Abbott Secondary Opportunities, L.P. located?
The issuer's address on its SEC filings is 1290 Avenue of the Americas, 9th Floor, New York, NY 10104. Its phone number of record is 212-757-2700. It is organized under the laws of Delaware.
How long is the Abbott Secondary Opportunities, L.P. offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.
How large is Abbott Secondary Opportunities, L.P.?
The Form D reports a revenue range of Not Applicable.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.