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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 138

CIK 0001714636Single-Deal SPV2017 vintage506(b), 3(c)(1)

Raised

$421K

Investors

13

Min Invest

$0

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 138 is a Delaware pooled investment fund that raised $421K from 13 investors under Rule 506(b) and Section 3(c)(1) exemptions. Filed August 2017 by EquityZen Advisors and Assure Fund Management II, this is part of the EquityZen platform, which operates 1,891 related entities providing pre-IPO secondary market access through series-specific special purpose vehicles.

This filing represents a typical pre-IPO platform SPV structure using the 506(b) private placement exemption combined with the 3(c)(1) investment company exclusion. The $32K average investor commitment and sub-$500K raise size are consistent with EquityZen's model of aggregating retail and accredited investors into single-company exposure vehicles for late-stage private equity.

Data Flags

generalDual director structure involving both EquityZen Advisors and Assure Fund Management II reflects platform convention where EquityZen provides investment management and Assure provides fund administration across the series vehicle family

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001714636
Entity NameEquityZen Growth Technology Fund LLC - Series 138
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateAugust 17, 2017
Accession Number0001713584-17-000024
Total Amount Sold$421K
Total Investors13
Minimum Investment$0 (no stated minimum)
Securities TypePooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Shriram Bhashyam

Executive Officer, Director · New York, NY

Assure Fund Management II LLC

Director · Salt Lake City, UT

Erin Rosenthal

Executive Officer · Salt Lake City, UT

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.