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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 40

CIK 0001678965Single-Deal SPV2016 vintage506(b), 3(c)(1)

Raised

$200K

Investors

10

Min Invest

$0

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 40 is a Delaware pooled investment vehicle filed by EquityZen, raising $200K from 10 investors under Rule 506(b) and Section 3(c)(1). This amended filing, dated August 3, 2016, is part of EquityZen's platform of nearly 1,900 pre-IPO secondary market SPVs providing accredited investors access to private growth-stage technology company shares.

This vehicle represents a typical EquityZen single-company SPV structure in the pre-IPO secondary category, using the standard 506(b)/3(c)(1) exemption pattern for sub-100 investor pooled funds. The $20K average commitment per investor and absence of disclosed minimum investment align with EquityZen's accessible entry points for accredited investors seeking private market exposure.

Data Flags

generalFiling does not disclose first sale date; this is common across EquityZen platform entities and reflects their SPV formation template conventions

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001678965
Entity NameEquityZen Growth Technology Fund LLC - Series 40
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateAugust 3, 2016
Accession Number0001678965-16-000002
Total Amount Sold$200K
Total Investors10
Minimum Investment$0 (no stated minimum)
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Equity Zen Inc.

Executive Officer, Director · New York, NY

Shriram Bhashyam

Executive Officer, Director · New York, NY

Assure Fund Management II LLC

Director · Salt Lake City, UT

Jens Beyrich

Executive Officer · Salt Lake City, UT

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.