SEC filing record
Primary Source · SEC.gov

MLG Private Fund III LLC

2016 vintageRule 506(c)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$100M

Investors

—

Min Invest

$50,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

MLG Private Fund III LLC is a Delaware limited liability company that first filed a Form D on August 4, 2016 and most recently amended it on August 6, 2019 in the Commercial industry group. The offering claims Rule 506(c) and covers equity. MLG Private Fund III LLC reported $100,000,000 sold of a $100,000,000 total offering as of the Form D filed August 6, 2019. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000. The Form D names Boustead Securities, LLC (CRD 141391), associated with Timothy A. Haluszczak as the recipient of sales compensation soliciting in PA. The issuer's address of record is 13400 Bishops Lane, Suite 270, Brookfield, United States 53005.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001681331
Entity NameMLG Private Fund III LLC
ExemptionRule 506(c)
What the exemption meansRule 506(c) of Regulation D: the issuer may advertise the offering publicly, but every purchaser must be a verified accredited investor.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address13400 Bishops Lane, Suite 270, Brookfield, United States 53005
Phone(262) 938-4403
Industry / Fund TypeCommercial
Securities TypeEquity
First Sale DateSeptember 12, 2016
Filing DateAugust 6, 2019
Accession Number0001681331-19-000001
Total Offering Amount$100,000,000
Total Amount Sold$100,000,000
Amount Remaining$0
Total Investors—
Non-Accredited InvestorsNone
Minimum Investment$50,000
Offering DurationIntended to last more than one year
Revenue RangeDecline to Disclose
State (Issuer Address)X1
Amendment Count7 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

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Fund family Part of the MLG Private Fund family: 7 vehicles across 6 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2019-08-06: 0 related persons added and 3 removed against the filing of 2018-04-30; 14 now listed. The names are in the Terminal feed.

MLG PF III Manager LLC

Promoter · Brookfield, WI

Timothy J Wallen

Executive Officer, Director, Promoter · Brookfield, WI

J Michael Mooney

Executive Officer, Director, Promoter · Brookfield, WI

Andrew C Teske

Executive Officer, Director, Promoter · Brookfield, WI

Andrew E Bruce

Executive Officer, Director, Promoter · Brookfield, WI

Barry S Chavin

Executive Officer, Director, Promoter · Brookfield, WI

Craig A Lashley

Executive Officer, Director, Promoter · Brookfield, WI

David A Binder

Promoter · Brookfield, WI

Ryan A Mueller

Promoter · Brookfield, WI

Billy A Fox

Promoter · Brookfield, WI

Todd A Parks

Promoter · Dallas, TX

Steve A Kelly

Promoter · Brookfield, WI

Kathleen A Pecard

Promoter · Brookfield, WI

Rachele A Voigt

Promoter · Brookfield, WI

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Boustead Securities, LLCCRD 141391 on BrokerCheck

Associated broker-dealer: Timothy A. Haluszczak (CRD 4537952) · Newport Beach, CA · Soliciting in PA

Questions About MLG Private Fund III LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is MLG Private Fund III LLC?

MLG Private Fund III LLC is a Delaware limited liability company that filed a Form D with the SEC on August 6, 2019 in the Commercial industry group. The filing claims Rule 506(c) for an offering of equity.

Is MLG Private Fund III LLC legit?

AltStreet does not rate legitimacy; it reports the public record. MLG Private Fund III LLC filed a Form D with the SEC on August 6, 2019 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $100,000,000 sold. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is MLG Private Fund III LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that MLG Private Fund III LLC claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has MLG Private Fund III LLC raised?

MLG Private Fund III LLC reported $100,000,000 sold of a $100,000,000 total offering as of the Form D filed August 6, 2019.

Who can invest in MLG Private Fund III LLC?

The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000.

What is the minimum investment in MLG Private Fund III LLC?

The Form D lists $50,000 as the minimum investment accepted from any outside investor as of August 6, 2019. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling MLG Private Fund III LLC and how are they paid?

The Form D names Boustead Securities, LLC (CRD 141391), associated with Timothy A. Haluszczak as the recipient of sales compensation soliciting in PA.

Who is behind MLG Private Fund III LLC?

The Form D lists 14 related persons: MLG PF III Manager LLC, promoter; Timothy J Wallen, executive officer, director, promoter; J Michael Mooney, executive officer, director, promoter; Andrew C Teske, executive officer, director, promoter; Andrew E Bruce, executive officer, director, promoter; Barry S Chavin, executive officer, director, promoter; Craig A Lashley, executive officer, director, promoter; David A Binder, promoter, and 6 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is MLG Private Fund III LLC located?

The issuer's address on its SEC filings is 13400 Bishops Lane, Suite 270, Brookfield, United States 53005. Its phone number of record is 262-938-4403. It is organized under the laws of Delaware.

How long is the MLG Private Fund III LLC offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 6 amendments are on record for this CIK.

What is MLG Private Fund III LLC's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.