SEC filing record
Primary Source · SEC.gov

Signal Peak Ventures III, L.P.

Fund Vehicle2017 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$153M

Investors

55

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Signal Peak Ventures III, L.P. is a Delaware limited partnership that first filed a Form D on May 18, 2017 and most recently amended it on November 26, 2021, describing itself as a venture capital fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Signal Peak Ventures III, L.P. reported $153,061,224 sold from 55 investors of a $153,061,224 total offering as of the Form D filed November 26, 2021. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Equus Financial Consulting LLC (CRD 131449), associated with None as the recipient of sales compensation soliciting in CT. The issuer's address of record is 2755 East Cottonwood Parkway, Suite 520, Salt Lake City, UT 84121.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001706996
Entity NameSignal Peak Ventures III, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address2755 East Cottonwood Parkway, Suite 520, Salt Lake City, UT 84121
Phone(801) 942-8999
Industry / Fund TypePooled Investment Fund · Venture Capital Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateMay 19, 2017
Filing DateNovember 26, 2021
Accession Number0001706996-21-000001
Total Offering Amount$153,061,224
Total Amount Sold$153,061,224
Amount Remaining$0
Total Investors55
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Revenue RangeDecline to Disclose
State (Issuer Address)UT
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

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Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

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Fund family Part of the Signal Peak Ventures family: 4 vehicles across 3 generations · adviser of record Run Ventures · full family and the filing behind each link in the terminal

Investor

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Run Ventures

CRD 159746 · exempt reporting adviser · lists this fund on Schedule D 7.B.(1) as a venture capital fund

Auditor named on Form ADV: Ernst & Young LLC · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2021-11-26: 1 related person added and 1 removed against the filing of 2017-05-18; 4 now listed. The names are in the Terminal feed.

Signal Peak Ventures III, LLC

Director · Salt Lake City, UT

General Partner of the Issuer

Brandon Tidwell

Director · Salt Lake City, UT

Managing Member of the General Partner of the Issuer

Scott Petty

Director · Salt Lake City, UT

Managing Member of the General Partner of the Issuer

Ben Dahl

Director · Salt Lake City, UT

Managing Member of the General Partner of the Issuer

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Equus Financial Consulting LLCCRD 131449 on BrokerCheck

Associated broker-dealer: None · New Canaan, CT · Soliciting in CT

Questions About Signal Peak Ventures III, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Signal Peak Ventures III, L.P.?

Signal Peak Ventures III, L.P. is a Delaware limited partnership that filed a Form D with the SEC on November 26, 2021 as a venture capital fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Signal Peak Ventures III, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Signal Peak Ventures III, L.P. filed a Form D with the SEC on November 26, 2021 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $153,061,224 sold to 55 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Signal Peak Ventures III, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Signal Peak Ventures III, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Signal Peak Ventures III, L.P. raised?

Signal Peak Ventures III, L.P. reported $153,061,224 sold from 55 investors of a $153,061,224 total offering as of the Form D filed November 26, 2021.

Who can invest in Signal Peak Ventures III, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Signal Peak Ventures III, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Signal Peak Ventures III, L.P. and how are they paid?

The Form D names Equus Financial Consulting LLC (CRD 131449), associated with None as the recipient of sales compensation soliciting in CT.

Who is behind Signal Peak Ventures III, L.P.?

The Form D lists 4 related persons: Signal Peak Ventures III, LLC, director (General Partner of the Issuer); Brandon Tidwell, director (Managing Member of the General Partner of the Issuer); Scott Petty, director (Managing Member of the General Partner of the Issuer); Ben Dahl, director (Managing Member of the General Partner of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Signal Peak Ventures III, L.P. located?

The issuer's address on its SEC filings is 2755 East Cottonwood Parkway, Suite 520, Salt Lake City, UT 84121. Its phone number of record is (801) 942-8999. It is organized under the laws of Delaware.

How long is the Signal Peak Ventures III, L.P. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Signal Peak Ventures III, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.