SEC filing record
Primary Source · SEC.gov

Golub Capital BDC 3, Inc.

2017 vintageSecurities Exchange Act of 1934Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form 15 / Schedule TO; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalExchange Act deregistrationForm 15-12G · 2024-06-03Last filing 2024-06-03

Raised

$1.4B

Investors

1,279

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Golub Capital BDC 3, Inc. is an entity organized in Maryland that first filed a Form D on July 10, 2018 and most recently amended it on June 3, 2024. The offering claims Securities Exchange Act of 1934. Golub Capital BDC 3, Inc. reported $1,405,788,500 sold from 1,279 investors as of the Form D filed June 3, 2024. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 200 Park Avenue, 25th Floor, New York, NY 10166.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Offering stalled · Form D · last filing April 14, 2023

Latest annual amendment reported no change in amount sold or investors

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form 15 / Schedule TO — Primary Source

View on SEC.gov
CIK Number0001715268
Entity NameGolub Capital BDC 3, Inc.
ExemptionSecurities Exchange Act of 1934
Entity Type—
Jurisdiction of OrganizationMaryland
Issuer Address200 Park Avenue, 25th Floor, New York, NY 10166
Phone(212) 750-6060
Industry / Fund Type—
Securities Type—
First Sale Date—
Filing DateJune 3, 2024
Accession Number0001104659-24-067850
Total Offering Amount—
Total Amount Sold$1,405,788,500
Total Investors1,279
Minimum Investment$0 (no stated minimum)
Offering Duration—
State (Issuer Address)NY
Amendment Count18 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first (15 of 18). Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Jun 3, 2024

Critical / warning

0 / 1

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

stalled

Latest event Exchange act deregistration · Jun 3, 2024

SEC.gov
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Fund family Part of the Golub Capital BDC family: 3 vehicles across 2 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 filing event with values and deltas, latest 2024-06-03, and alerts on the next one
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
  • The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV

Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2023-04-14: 1 related person added and 0 removed against the filing of 2022-04-15; 11 now listed. The names are in the Terminal feed.

Lawrence E. Golub

Director · New York, NY

David B. Golub

Executive Officer, Director · New York, NY

President and Chief Executive Officer

John T. Baily

Director · New York, NY

Kenneth F. Bernstein

Director · New York, NY

Anita R. Rosenberg

Director · New York, NY

William M. Webster IV

Director · New York, NY

Christopher M. Ericson

Executive Officer · New York, NY

Chief Financial Officer and Treasurer

Joshua M. Levinson

Executive Officer · New York, NY

Secretary and Chief Compliance Officer

Gregory A. Robbins

Executive Officer · New York, NY

Managing Director

Jonathan D. Simmons

Executive Officer · New York, NY

Managing Director of Corporate Strategy of the Companies

Matthew D. Benton

Executive Officer · New York, NY

Chief Operating Officer

Questions About Golub Capital BDC 3, Inc.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Golub Capital BDC 3, Inc.?

Golub Capital BDC 3, Inc. is an issuer that filed a Form D with the SEC on June 3, 2024. The filing claims Securities Exchange Act of 1934.

Is Golub Capital BDC 3, Inc. legit?

AltStreet does not rate legitimacy; it reports the public record. Golub Capital BDC 3, Inc. filed a Form D with the SEC on June 3, 2024 claiming Securities Exchange Act of 1934. A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $1,405,788,500 sold to 1,279 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Golub Capital BDC 3, Inc. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Golub Capital BDC 3, Inc. claimed Securities Exchange Act of 1934 and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Golub Capital BDC 3, Inc. raised?

Golub Capital BDC 3, Inc. reported $1,405,788,500 sold from 1,279 investors as of the Form D filed June 3, 2024.

Who is selling Golub Capital BDC 3, Inc. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Golub Capital BDC 3, Inc.?

The Form D lists 11 related persons: Lawrence E. Golub, director; David B. Golub, executive officer, director (President and Chief Executive Officer); John T. Baily, director; Kenneth F. Bernstein, director; Anita R. Rosenberg, director; William M. Webster IV, director; Christopher M. Ericson, executive officer (Chief Financial Officer and Treasurer); Joshua M. Levinson, executive officer (Secretary and Chief Compliance Officer), and 3 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Golub Capital BDC 3, Inc. located?

The issuer's address on its SEC filings is 200 Park Avenue, 25th Floor, New York, NY 10166. Its phone number of record is (212) 750-6060. It is organized under the laws of Maryland.

How long is the Golub Capital BDC 3, Inc. offering open?

An issuer must amend its Form D annually while a continuing offering stays open; 14 amendments are on record for this CIK.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.