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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 228

CIK 0001734171Single-Deal SPV2018 vintage506(b), 3(c)(1)

Raised

$154K

Investors

9

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 228 is a pooled investment vehicle filed by EquityZen Advisors LLC on April 17, 2018, raising $154K from 9 investors under Rule 506(b) and Section 3(c)(1). The fund has a $10K minimum investment and is part of the EquityZen platform, which operates nearly 1,900 related pre-IPO special purpose vehicles. This Series 228 entity is incorporated in Delaware and focused on pre-IPO equity investments.

This pre-IPO pooled fund uses the standard 506(b) private placement exemption combined with 3(c)(1) Investment Company Act relief, typical for small venture-stage SPVs. The $10K minimum investment is at the accessible end of the spectrum for institutional platforms, consistent with EquityZen's retail-accessible model for fractional pre-IPO exposure. The $154K raise divided among 9 investors reflects an average commitment of approximately $17K per participant.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001734171
Entity NameEquityZen Growth Technology Fund LLC - Series 228
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateApril 17, 2018
Accession Number0001734171-18-000001
Total Amount Sold$154K
Total Investors9
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Shriram Bhashyam

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.