Brookfield Infrastructure Fund IV-A, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$14.5B
Investors
160
Min Invest
None stated
What this filing shows
·Every sentence is a value as filed on SEC Form D
Brookfield Infrastructure Fund IV-A, L.P. is a Delaware limited partnership that first filed a Form D on November 27, 2018 and most recently amended it on June 7, 2019, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. Brookfield Infrastructure Fund IV-A, L.P. reported $14,467,085,000 sold from 160 investors in an offering of indefinite size as of the Form D filed June 7, 2019. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Brookfield Private Advisors LLC (CRD 151423); Brookfield Investment Management (Canada) Inc., associated with None; Brookfield Singapore Pte. Ltd, associated with None; Brookfield Advisors (Hong Kong) Ltd, associated with None and 1 other as recipients of sales compensation soliciting in all states. The issuer's address of record is Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing June 7, 2019
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
Fund Family
Every vehicle in this manager's series as it appears on EDGAR, newest generation first. Sold-to-date and investor counts are each vehicle's latest Form D.
Fund family
Brookfield Infrastructure Fund4 vehicles · 4 generations · since 2016 · $52.92B sold across the family · 4 pension performance reports
Held by NYC Employees (NYCERS) $434.7M across 4 generations (public pension disclosures)
This issuer is in Fund IV · Fund III has sold $11.77B to date across its vehicles
| Vehicle | Role | First filed | Status | Sold | Investors |
|---|---|---|---|---|---|
| Fund VI · first filed 2026-06-30 · 1 vehicle | |||||
| Brookfield Infrastructure Fund VI-A, L.P. | sleeve A | 2026-06-30 | pre sale | $0 | 0 |
| Fund V · first filed 2022-03-14 · 1 vehicle · $26.68B sold · 266 investors | |||||
| Held by NYC Employees (NYCERS) $167.7M | |||||
| NYC Employees (NYCERS)net IRR n/mmultiple 1.21xDPI 0.21xon $167.7M committedas of 2025-12-31source ↗ | |||||
| Brookfield Infrastructure Fund V-A, L.P. | sleeve A | 2022-03-14 | lapsed | $26.68B | 266 |
| Fund IV · first filed 2018-11-27 · 1 vehicle · $14.47B sold · 160 investors | |||||
| Held by NYC Employees (NYCERS) $101.0M | |||||
| NYC Employees (NYCERS)net IRR n/mmultiple 1.54xDPI 0.48xon $101.0M committedas of 2025-12-31source ↗ | |||||
| Brookfield Infrastructure Fund IV-A, L.P.this issuer | sleeve A | 2018-11-27 | dark | $14.47B | 160 |
| Fund III · first filed 2016-04-21 · 1 vehicle · $11.77B sold · 142 investors | |||||
| Held by NYC Employees (NYCERS) $91.0M | |||||
| NYC Employees (NYCERS)net IRR n/mmultiple 1.76xDPI 0.83xon $91.0M committedas of 2025-12-31source ↗ | |||||
| Brookfield Infrastructure Fund III-A, L.P. | sleeve A | 2016-04-21 | dark | $11.77B | 142 |
| Fund II · vintage 2013 · no Form D vehicle in the ledger | |||||
| Held by NYC Employees (NYCERS) $75.0M | |||||
| NYC Employees (NYCERS)net IRR n/mmultiple 2.40xDPI 1.88xon $75.0M committedas of 2025-12-31source ↗ | |||||
Grouped from Form D issuer names (generation, sleeve, jurisdiction and legal-form tokens removed); a name-only match, so abbreviated or renamed vehicles can be missed. Sold and investor figures are each vehicle's latest Form D; sleeves that report the same figure share one family-wide total and are counted once. Performance lines are what a public pension plan reports for its own interest in that fund, net, on the plan's cash flows and valuation date; they are not the general partner's figures.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Mark Srulowitz
Executive Officer · New York, NY
Managing Partner of the sole member of the General Partner of the Delaware Issuers
Hadley Peer Marshall
Executive Officer · New York, NY
Managing Director of the sole member of the General Partner of the Delaware Issuers
Fred Peer Day
Executive Officer · New York, NY
Vice President of the sole member of the General Partner of the Delaware Issuers
Matthew Peer Gross
Executive Officer · New York, NY
Vice President of the sole member of the General Partner of the Delaware Issuers
Ralph Peer Klatzkin
Executive Officer · New York, NY
Vice President of the sole member of the General Partner of the Delaware Issuers
Keiji Peer Hattori
Executive Officer · New York, NY
Associate Vice President of the sole member of the General Partner of the Delaware Issuers
Lydie Peer Bini
Executive Officer · Luxembourg, N4
Manager of the General Partner of the Luxembourg Issuer
Luc Peer Leroi
Executive Officer · Eischen, N4
Manager of the General Partner of the Luxembourg Issuer
Patrick Peer Taylor
Executive Officer · Toronto, A6
Manager of the General Partner of the Luxembourg Issuer
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Brookfield Private Advisors LLCCRD 151423 on BrokerCheck
New York, NY · Soliciting in all states
Brookfield Investment Management (Canada) Inc.
Associated broker-dealer: None · Toronto, A6 and outside the United States
Brookfield Singapore Pte. Ltd
Associated broker-dealer: None · Singapore, U0 and outside the United States
Brookfield Advisors (Hong Kong) Ltd
Associated broker-dealer: None · Central, K3 and outside the United States
Brookfield Private Capital (UK) Limited
Associated broker-dealer: None · London, X0 and outside the United States
Questions About Brookfield Infrastructure Fund IV-A, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Brookfield Infrastructure Fund IV-A, L.P.?
Brookfield Infrastructure Fund IV-A, L.P. is a Delaware limited partnership that filed a Form D with the SEC on June 7, 2019 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is Brookfield Infrastructure Fund IV-A, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. Brookfield Infrastructure Fund IV-A, L.P. filed a Form D with the SEC on June 7, 2019 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $14,467,085,000 sold to 160 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Brookfield Infrastructure Fund IV-A, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Brookfield Infrastructure Fund IV-A, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Brookfield Infrastructure Fund IV-A, L.P. raised?
Brookfield Infrastructure Fund IV-A, L.P. reported $14,467,085,000 sold from 160 investors in an offering of indefinite size as of the Form D filed June 7, 2019.
Who can invest in Brookfield Infrastructure Fund IV-A, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Brookfield Infrastructure Fund IV-A, L.P.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Brookfield Infrastructure Fund IV-A, L.P. and how are they paid?
The Form D names Brookfield Private Advisors LLC (CRD 151423); Brookfield Investment Management (Canada) Inc., associated with None; Brookfield Singapore Pte. Ltd, associated with None; Brookfield Advisors (Hong Kong) Ltd, associated with None and 1 other as recipients of sales compensation soliciting in all states.
Who is behind Brookfield Infrastructure Fund IV-A, L.P.?
The Form D lists 9 related persons: Mark Srulowitz, executive officer (Managing Partner of the sole member of the General Partner of the Delaware Issuers); Hadley Peer Marshall, executive officer (Managing Director of the sole member of the General Partner of the Delaware Issuers); Fred Peer Day, executive officer (Vice President of the sole member of the General Partner of the Delaware Issuers); Matthew Peer Gross, executive officer (Vice President of the sole member of the General Partner of the Delaware Issuers); Ralph Peer Klatzkin, executive officer (Vice President of the sole member of the General Partner of the Delaware Issuers); Keiji Peer Hattori, executive officer (Associate Vice President of the sole member of the General Partner of the Delaware Issuers); Lydie Peer Bini, executive officer (Manager of the General Partner of the Luxembourg Issuer); Luc Peer Leroi, executive officer (Manager of the General Partner of the Luxembourg Issuer), and 1 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Brookfield Infrastructure Fund IV-A, L.P. located?
The issuer's address on its SEC filings is Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023. Its phone number of record is (212) 417-7000. It is organized under the laws of Delaware.
How long is the Brookfield Infrastructure Fund IV-A, L.P. offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is Brookfield Infrastructure Fund IV-A, L.P.?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
Is this your offering?
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.