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Primary Source · SEC.gov

Brookfield Infrastructure Fund V-A, L.P.

Fund Vehicle2022 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$26.7B

Investors

266

Min Invest

None stated

What this filing shows

·

Every sentence is a value as filed on SEC Form D

Brookfield Infrastructure Fund V-A, L.P. is a Delaware limited partnership that first filed a Form D on March 14, 2022 and most recently amended it on October 13, 2023, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. Brookfield Infrastructure Fund V-A, L.P. reported $26,682,552,794 sold from 266 investors in an offering of indefinite size as of the Form D filed October 13, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Brookfield Private Advisors LLC (CRD 151423); Brookfield Private Capital (UK) Limited, associated with None; Brookfield Singapore Pte. Ltd, associated with None; Brookfield Advisors (Hong Kong) Ltd, associated with None and 4 others as recipients of sales compensation soliciting in all states. The issuer's address of record is Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001915438
Entity NameBrookfield Infrastructure Fund V-A, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer AddressBrookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
Phone(212) 417-7000
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Pooled investment fund interests
First Sale DateJuly 18, 2022
Filing DateOctober 13, 2023
Accession Number0001915438-23-000001
Total Offering AmountIndefinite
Total Amount Sold$26,682,552,794
Total Investors266
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Net Asset Value RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count3 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

Fund Family

Every vehicle in this manager's series as it appears on EDGAR, newest generation first. Sold-to-date and investor counts are each vehicle's latest Form D.

Fund family

Brookfield Infrastructure Fund4 vehicles · 4 generations · since 2016 · $52.92B sold across the family · 4 pension performance reports

Held by NYC Employees (NYCERS) $434.7M across 4 generations (public pension disclosures)

This issuer is in Fund V · Fund IV has sold $14.47B to date across its vehicles

VehicleRoleFirst filedStatusSoldInvestors
Fund VI · first filed 2026-06-30 · 1 vehicle
Brookfield Infrastructure Fund VI-A, L.P.sleeve A2026-06-30pre sale$00
Fund V · first filed 2022-03-14 · 1 vehicle · $26.68B sold · 266 investors
Held by NYC Employees (NYCERS) $167.7M
NYC Employees (NYCERS)net IRR n/mmultiple 1.21xDPI 0.21xon $167.7M committedas of 2025-12-31source ↗
Brookfield Infrastructure Fund V-A, L.P.this issuersleeve A2022-03-14lapsed$26.68B266
Fund IV · first filed 2018-11-27 · 1 vehicle · $14.47B sold · 160 investors
Held by NYC Employees (NYCERS) $101.0M
NYC Employees (NYCERS)net IRR n/mmultiple 1.54xDPI 0.48xon $101.0M committedas of 2025-12-31source ↗
Brookfield Infrastructure Fund IV-A, L.P.sleeve A2018-11-27dark$14.47B160
Fund III · first filed 2016-04-21 · 1 vehicle · $11.77B sold · 142 investors
Held by NYC Employees (NYCERS) $91.0M
NYC Employees (NYCERS)net IRR n/mmultiple 1.76xDPI 0.83xon $91.0M committedas of 2025-12-31source ↗
Brookfield Infrastructure Fund III-A, L.P.sleeve A2016-04-21dark$11.77B142
Fund II · vintage 2013 · no Form D vehicle in the ledger
Held by NYC Employees (NYCERS) $75.0M
NYC Employees (NYCERS)net IRR n/mmultiple 2.40xDPI 1.88xon $75.0M committedas of 2025-12-31source ↗

Grouped from Form D issuer names (generation, sleeve, jurisdiction and legal-form tokens removed); a name-only match, so abbreviated or renamed vehicles can be missed. Sold and investor figures are each vehicle's latest Form D; sleeves that report the same figure share one family-wide total and are counted once. Performance lines are what a public pension plan reports for its own interest in that fund, net, on the plan's cash flows and valuation date; they are not the general partner's figures.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Investor

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Mark Srulowitz

Executive Officer · New York, NY

Managing Partner of the Sole Member of the GP of the Delaware Issuers

Fred Day

Executive Officer · New York, NY

Managing Director of the Sole Member of the GP of the Delaware Issuers

Ralph Klatzkin

Executive Officer · New York, NY

Senior Vice President of the Sole Member of the GP of the Delaware Issuers

Matthew Gross

Executive Officer · New York, NY

Vice President of the Sole Member of the GP of the Delaware Issuers

Keiji Hattori

Executive Officer · New York, NY

Associate Vice President of the Sole Member of the GP of the Delaware Issuers

Lydie Bini

Executive Officer · Luxembourg, N4

Manager of the General Partner of the Luxembourg Issuer

Carolina Parisi

Executive Officer · Luxembourg, N4

Manager of the General Partner of the Luxembourg Issuer

Luc Leroi

Executive Officer · Luxembourg, N4

Manager of the General Partner of the Luxembourg Issuer

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Brookfield Private Advisors LLCCRD 151423 on BrokerCheck

New York, NY · Soliciting in all states

Brookfield Private Capital (UK) Limited

Associated broker-dealer: None · London, X0 and outside the United States

Brookfield Singapore Pte. Ltd

Associated broker-dealer: None · Singapore, U0 and outside the United States

Brookfield Advisors (Hong Kong) Ltd

Associated broker-dealer: None · Central, K3 and outside the United States

Brookfield Investment Management (Canada) ULC

Toronto, A6 and outside the United States

Brookfield Capital Securities Ltd.

Sydney, C3 and outside the United States

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLCCRD 313390 on BrokerCheck

New York, NY · Soliciting in all states

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD 7691 on BrokerCheck

New York, NY · Soliciting in all states and outside the United States

Questions About Brookfield Infrastructure Fund V-A, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Brookfield Infrastructure Fund V-A, L.P.?

Brookfield Infrastructure Fund V-A, L.P. is a Delaware limited partnership that filed a Form D with the SEC on October 13, 2023 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Is Brookfield Infrastructure Fund V-A, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Brookfield Infrastructure Fund V-A, L.P. filed a Form D with the SEC on October 13, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $26,682,552,794 sold to 266 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Brookfield Infrastructure Fund V-A, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Brookfield Infrastructure Fund V-A, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Brookfield Infrastructure Fund V-A, L.P. raised?

Brookfield Infrastructure Fund V-A, L.P. reported $26,682,552,794 sold from 266 investors in an offering of indefinite size as of the Form D filed October 13, 2023.

Who can invest in Brookfield Infrastructure Fund V-A, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Brookfield Infrastructure Fund V-A, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Brookfield Infrastructure Fund V-A, L.P. and how are they paid?

The Form D names Brookfield Private Advisors LLC (CRD 151423); Brookfield Private Capital (UK) Limited, associated with None; Brookfield Singapore Pte. Ltd, associated with None; Brookfield Advisors (Hong Kong) Ltd, associated with None and 4 others as recipients of sales compensation soliciting in all states.

Who is behind Brookfield Infrastructure Fund V-A, L.P.?

The Form D lists 8 related persons: Mark Srulowitz, executive officer (Managing Partner of the Sole Member of the GP of the Delaware Issuers); Fred Day, executive officer (Managing Director of the Sole Member of the GP of the Delaware Issuers); Ralph Klatzkin, executive officer (Senior Vice President of the Sole Member of the GP of the Delaware Issuers); Matthew Gross, executive officer (Vice President of the Sole Member of the GP of the Delaware Issuers); Keiji Hattori, executive officer (Associate Vice President of the Sole Member of the GP of the Delaware Issuers); Lydie Bini, executive officer (Manager of the General Partner of the Luxembourg Issuer); Carolina Parisi, executive officer (Manager of the General Partner of the Luxembourg Issuer); Luc Leroi, executive officer (Manager of the General Partner of the Luxembourg Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Brookfield Infrastructure Fund V-A, L.P. located?

The issuer's address on its SEC filings is Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023. Its phone number of record is (212) 417-7000. It is organized under the laws of Delaware.

How long is the Brookfield Infrastructure Fund V-A, L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.

How large is Brookfield Infrastructure Fund V-A, L.P.?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

Is this your offering?

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.