Exchange Place: All Cap LP: Form D filings, $3.4B sold to 2,179 investors (2020 to 2026)

Q: What is Exchange Place: All Cap LP?

Exchange Place: All Cap LP is a Delaware limited partnership that filed a Form D with the SEC on October 17, 2023 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Q: Is Exchange Place: All Cap LP legit?

AltStreet does not rate legitimacy; it reports the public record. Exchange Place: All Cap LP filed a Form D with the SEC on October 17, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $3,447,909,414 sold to 2,179 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Q: Is Exchange Place: All Cap LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Exchange Place: All Cap LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

Q: How much has Exchange Place: All Cap LP raised?

Exchange Place: All Cap LP reported $3,447,909,414 sold from 2,179 investors in an offering of indefinite size as of the Form D filed October 17, 2023.

Q: Who can invest in Exchange Place: All Cap LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

Q: What is the minimum investment in Exchange Place: All Cap LP?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Q: Who is selling Exchange Place: All Cap LP and how are they paid?

The Form D names Goldman Sachs & Co. LLC (CRD 361), associated with None; Arvest Wealth Management (CRD 42057), associated with None; Charles Schwab & Co., Inc. (CRD 5393), associated with None; Lincoln Investment, LLC (CRD 519), associated with None and 25 others as recipients of sales compensation soliciting in all states.

Q: Who is behind Exchange Place: All Cap LP?

The Form D lists 11 related persons: Steven Barry, executive officer (President of the Issuer's General Partner); Abbas Tahir, executive officer (Vice President of the Issuer's General Partner); Jason Cirrito, executive officer (Vice President of the Issuer's General Partner); Dirk Degenaars, executive officer (Vice President of the Issuer's General Partner); Kirsten Frivold Imohiosen, executive officer (Treasurer of the Issuer's General Partner); Joseph DiMaria, executive officer (Treasurer of the Issuer's General Partner); David Plutzer, executive officer (Secretary of the Issuer's General Partner); Steven Z Indich, executive officer (Assistant Treasurer of the Issuer's General Partner), and 3 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Q: Where is Exchange Place: All Cap LP located?

The issuer's address on its SEC filings is 200 West Street, New York, NY 10282-2198. Its phone number of record is 212-902-1000. It is organized under the laws of Delaware.

Q: How long is the Exchange Place: All Cap LP offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 4 amendments are on record for this CIK.

AltStreetEDGAR DatabaseExchange Place: All Cap LP
SEC filing record
Primary Source · SEC.gov
Exchange Place: All Cap LPFund Vehicle2020 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$3.4B
Investors
2,179
Min Invest
None stated
Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.
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What this filing shows·Every sentence is a value as filed on SEC Form D
Exchange Place: All Cap LP is a Delaware limited partnership that first filed a Form D on March 12, 2020 and most recently amended it on October 17, 2023, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Exchange Place: All Cap LP reported $3,447,909,414 sold from 2,179 investors in an offering of indefinite size as of the Form D filed October 17, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Goldman Sachs & Co. LLC (CRD 361), associated with None; Arvest Wealth Management (CRD 42057), associated with None; Charles Schwab & Co., Inc. (CRD 5393), associated with None; Lincoln Investment, LLC (CRD 519), associated with None and 25 others as recipients of sales compensation soliciting in all states. The issuer's address of record is 200 West Street, New York, NY 10282-2198.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing October 17, 2023
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
Timeline 
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer 
EDGAR Filing Data
Form D — Primary Source
View on SEC.gov 
CIK Number0001805596
Entity NameExchange Place: All Cap LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address200 West Street, New York, NY 10282-2198
Phone(212) 902-1000
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateFebruary 26, 2020
Filing DateOctober 17, 2023
Accession Number0001997148-23-000008
Total Offering AmountIndefinite
Total Amount Sold$3,447,909,414
Total Investors2,179
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Net Asset Value RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count5 filings on record
Filings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
D/AOctober 17, 20230001997148-23-000008D/AAugust 31, 20230001684337-23-000001D/AAugust 31, 20220001722896-22-000001D/AMarch 16, 20210001850488-21-000003DMarch 12, 20200001805596-20-000001
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Open in the terminal Watch this issuerInvestor $149/mo unlocks the values; Pro $349/mo adds the universe.
Fund family Part of the Exchange Place All Cap family: 4 vehicles across 2 generations · full family and the filing behind each link in the terminal
Investor
The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Steven Barry
Executive Officer · New York, NY
President of the Issuer's General Partner
Abbas Tahir
Executive Officer · New York, NY
Vice President of the Issuer's General Partner
Jason Cirrito
Executive Officer · New York, NY
Vice President of the Issuer's General Partner
Dirk Degenaars
Executive Officer · New York, NY
Vice President of the Issuer's General Partner
Kirsten Frivold Imohiosen
Executive Officer · New York, NY
Treasurer of the Issuer's General Partner
Joseph DiMaria
Executive Officer · New York, NY
Treasurer of the Issuer's General Partner
David Plutzer
Executive Officer · New York, NY
Secretary of the Issuer's General Partner
Steven Z Indich
Executive Officer · New York, NY
Assistant Treasurer of the Issuer's General Partner
Carol Z Liu
Executive Officer · New York, NY
Assistant Treasurer of the Issuer's General Partner
Allison Z Fremed
Executive Officer · New York, NY
Vice President of the Issuer's General Partner
Nora Z Creedon
Executive Officer · New York, NY
Vice President of the Issuer's General Partner
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Goldman Sachs & Co. LLCCRD 361 on BrokerCheck 
Associated broker-dealer: None · New York, NY · Soliciting in all states
Arvest Wealth ManagementCRD 42057 on BrokerCheck 
Associated broker-dealer: None · Lowell, AR · Soliciting in all states
Charles Schwab & Co., Inc.CRD 5393 on BrokerCheck 
Associated broker-dealer: None · San Francisco, CA · Soliciting in all states
Lincoln Investment, LLCCRD 519 on BrokerCheck 
Associated broker-dealer: None · Fort Washington, PA · Soliciting in all states
LPL Financial LLCCRD 6413 on BrokerCheck 
Associated broker-dealer: None · San Diego, CA · Soliciting in all states
Morgan Stanley Wealth ManagementCRD 149777 on BrokerCheck 
Associated broker-dealer: None · New York, NY · Soliciting in all states
Northern Trust Securities, Inc.CRD 7927 on BrokerCheck 
Associated broker-dealer: None · Chicago, IL · Soliciting in all states
Raymond James & Associates Inc.CRD 705 on BrokerCheck 
Associated broker-dealer: None · St. Petersburg, FL · Soliciting in all states
RBC Capital Markets, LLCCRD 31194 on BrokerCheck 
Associated broker-dealer: None · Minneapolis, MN · Soliciting in all states
Robert W Baird & Co.CRD 8158 on BrokerCheck 
Associated broker-dealer: None · Milwaukee, WI · Soliciting in all states
Snowden Account ServicesCRD 149794 on BrokerCheck 
Associated broker-dealer: None · New York, NY · Soliciting in all states
UBS Financial Services Inc.CRD 8174 on BrokerCheck 
Associated broker-dealer: None · Weehawken, NJ · Soliciting in all states
Wells Fargo Advisors Financial Network, LLCCRD 11025 on BrokerCheck 
Associated broker-dealer: None · St. Louis, MO · Soliciting in all states
Argent Trust Company
Associated broker-dealer: None · Nashville, TN · Soliciting in KY
Avantax Investment Services, Inc.CRD 13686 on BrokerCheck 
Associated broker-dealer: None · Locust Valley, NY · Soliciting in all states
Citigroup Global Markets Inc.CRD 7059 on BrokerCheck 
Associated broker-dealer: None · New York, NY · Soliciting in all states
Comerica SecuritiesCRD 17079 on BrokerCheck 
Associated broker-dealer: None · Detroit, MI · Soliciting in all states
Commonwealth Financial NetworkCRD 8032 on BrokerCheck 
Associated broker-dealer: None · Waltham, MA · Soliciting in all states
National Financial Services LLCCRD 13041 on BrokerCheck 
Associated broker-dealer: None · Boston, MA · Soliciting in all states
Rockefeller & Co. LLCCRD 294197 on BrokerCheck 
Associated broker-dealer: None · New York, NY · Soliciting in AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, LA, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NY, OH, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY
Stifel, Nicolaus & Company, IncorporatedCRD 793 on BrokerCheck 
Associated broker-dealer: None · St. Louis, MO · Soliciting in all states
RBC Capital Markets, LLCCRD 31194 on BrokerCheck 
Associated broker-dealer: None · New York, NY · Soliciting in all states
Wells Fargo Clearing Services, LLCCRD 19616 on BrokerCheck 
Associated broker-dealer: None · St. Louis, MO · Soliciting in all states
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCRD 7691 on BrokerCheck 
Associated broker-dealer: None · New York, NY · Soliciting in all states
First Republic Securities Company, LLCCRD 10508 on BrokerCheck 
Associated broker-dealer: None · San Francisco, CA · Soliciting in AK, AZ, CA, CO, DC, GA, HI, IL, IN, KY, MA, MD, MI, MS, MT, NC, ND, NH, PR, RI, TN, TX, WA, WI, WY
Kestra Investment Services, LLCCRD 420463 on BrokerCheck 
Associated broker-dealer: None · Austin, TX · Soliciting in all states
Cambridge Investment Research, Inc.CRD 39543 on BrokerCheck 
Associated broker-dealer: None · Fairfield, IA · Soliciting in all states
LION STREET FINANCIAL, LLCCRD 165828 on BrokerCheck 
Associated broker-dealer: None · Austin, TX · Soliciting in all states
Alliance Global PartnersCRD 8361 on BrokerCheck 
Associated broker-dealer: None · Westport, CT · Soliciting in all states
Questions About Exchange Place: All Cap LP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Exchange Place: All Cap LP?Exchange Place: All Cap LP is a Delaware limited partnership that filed a Form D with the SEC on October 17, 2023 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is Exchange Place: All Cap LP legit?AltStreet does not rate legitimacy; it reports the public record. Exchange Place: All Cap LP filed a Form D with the SEC on October 17, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $3,447,909,414 sold to 2,179 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Exchange Place: All Cap LP registered with or approved by the SEC?No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Exchange Place: All Cap LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Exchange Place: All Cap LP raised?Exchange Place: All Cap LP reported $3,447,909,414 sold from 2,179 investors in an offering of indefinite size as of the Form D filed October 17, 2023.
Who can invest in Exchange Place: All Cap LP?The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Exchange Place: All Cap LP?The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Exchange Place: All Cap LP and how are they paid?The Form D names Goldman Sachs & Co. LLC (CRD 361), associated with None; Arvest Wealth Management (CRD 42057), associated with None; Charles Schwab & Co., Inc. (CRD 5393), associated with None; Lincoln Investment, LLC (CRD 519), associated with None and 25 others as recipients of sales compensation soliciting in all states.
Who is behind Exchange Place: All Cap LP?The Form D lists 11 related persons: Steven Barry, executive officer (President of the Issuer's General Partner); Abbas Tahir, executive officer (Vice President of the Issuer's General Partner); Jason Cirrito, executive officer (Vice President of the Issuer's General Partner); Dirk Degenaars, executive officer (Vice President of the Issuer's General Partner); Kirsten Frivold Imohiosen, executive officer (Treasurer of the Issuer's General Partner); Joseph DiMaria, executive officer (Treasurer of the Issuer's General Partner); David Plutzer, executive officer (Secretary of the Issuer's General Partner); Steven Z Indich, executive officer (Assistant Treasurer of the Issuer's General Partner), and 3 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Exchange Place: All Cap LP located?The issuer's address on its SEC filings is 200 West Street, New York, NY 10282-2198. Its phone number of record is 212-902-1000. It is organized under the laws of Delaware.
How long is the Exchange Place: All Cap LP offering open?The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 4 amendments are on record for this CIK.
How large is Exchange Place: All Cap LP?The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.