Get premium alternative investment insights

Get the Briefing
AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 422

CIK 0001780486Single-Deal SPV2019 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$764K

Investors

33

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 422 is a Delaware-organized pooled investment fund filed by EquityZen Advisors LLC on June 25, 2019, raising $764,000 from 33 investors under Rule 506(b) and Section 3(c)(1) exemptions. The fund requires a $10,000 minimum investment and is part of the EquityZen platform, which operates approximately 150 related EDGAR entities focused on private equity secondaries.

This private equity fund vehicle falls within the typical SPV structure pattern for secondary market platforms, using the standard 506(b) and 3(c)(1) exemptions with a retail-accessible $10,000 minimum. The ~$23K average investment per investor and sub-$1M raise size are consistent with single-company deal SPVs in the pre-IPO secondary marketplace.

Data Flags

generalFirst sale date not disclosed despite $764K already sold to 33 investors
states_of_solicitationStates of solicitation not specified despite 33 investors across presumably multiple jurisdictions

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001780486
Entity NameEquityZen Growth Technology Fund LLC - Series 422
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJune 25, 2019
Accession Number0001773127-19-000002
Total Amount Sold$764K
Total Investors33
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Claim Profile — FreeGet Verified — $2,400/yr

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.