SEC filing record
Primary Source · SEC.gov

Navrogen Inc.

2024 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalNew Form D filerForm D · 2024-06-27Last filing 2024-06-27

Raised

$542K

Investors

13

Min Invest

$5,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Navrogen Inc. is a Delaware corporation that first filed a Form D on October 23, 2018 and most recently amended it on June 28, 2024 in the Biotechnology industry group. The offering claims Rule 506(b). Navrogen Inc. reported $542,000 sold from 13 investors of a $1,000,000 total offering as of the Form D filed June 28, 2024. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 1837 University Cir., Science Center Room 218, Cheyney, PA 19319.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001756608
Entity NameNavrogen Inc.
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeCorporation
Jurisdiction of OrganizationDelaware
Issuer Address1837 University Cir., Science Center Room 218, Cheyney, PA 19319
Phone(610) 660-1931
Former NamesNavrogen, Inc. (until August 12, 2021); Navrogen, Inc (until September 23, 2019)
Industry / Fund TypeBiotechnology
Securities Type—
First Sale DateJune 5, 2024
Filing DateJune 28, 2024
Accession Number0001756608-24-000002
Total Offering Amount$1,000,000
Total Amount Sold$542,000
Amount Remaining$458,000
Total Investors13
Non-Accredited InvestorsNone
Minimum Investment$5,000
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)PA
Amendment Count6 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Jun 27, 2024

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

3

dark, closed, lapsed

Latest event New filer · Jun 27, 2024

SEC.gov
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Investor

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  • 3 offering timelines: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2024-06-28: 2 related persons added and 0 removed against the filing of 2024-06-27; 4 now listed. The names are in the Terminal feed.

Nicholas C. Nicolaides

Executive Officer, Director · Glen Mills, PA

CEO and Director will use the proceeds to expand operations and the research and development pipeline.

Luigi C. Grasso

Executive Officer, Director · Bryn Mawr, PA

CSO will be using the proceeds to expand operations and the research and development pipeline.

Leon O Moulder, Jr

Director · Cheyney, PA

Allan O Bedwick

Director · Cheyney, PA

Questions About Navrogen Inc.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Navrogen Inc.?

Navrogen Inc. is a Delaware corporation that filed a Form D with the SEC on June 28, 2024 in the Biotechnology industry group. The filing claims Rule 506(b).

Is Navrogen Inc. legit?

AltStreet does not rate legitimacy; it reports the public record. Navrogen Inc. filed a Form D with the SEC on June 28, 2024 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $542,000 sold to 13 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Navrogen Inc. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Navrogen Inc. claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Navrogen Inc. raised?

Navrogen Inc. reported $542,000 sold from 13 investors of a $1,000,000 total offering as of the Form D filed June 28, 2024.

Who can invest in Navrogen Inc.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000.

What is the minimum investment in Navrogen Inc.?

The Form D lists $5,000 as the minimum investment accepted from any outside investor as of June 28, 2024. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Navrogen Inc. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Navrogen Inc.?

The Form D lists 4 related persons: Nicholas C. Nicolaides, executive officer, director (CEO and Director will use the proceeds to expand operations and the research and development pipeline); Luigi C. Grasso, executive officer, director (CSO will be using the proceeds to expand operations and the research and development pipeline); Leon O Moulder, Jr, director; Allan O Bedwick, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Navrogen Inc. located?

The issuer's address on its SEC filings is 1837 University Cir., Science Center Room 218, Cheyney, PA 19319. Its phone number of record is (610) 660-1931. It is organized under the laws of Delaware.

How long is the Navrogen Inc. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 3 amendments are on record for this CIK.

What is Navrogen Inc.'s revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.