SEC filing record
Primary Source · SEC.gov

K2 Partners IV L.P.

Fund Vehicle2018 vintageRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$141M

Investors

25

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

K2 Partners IV L.P. is a Cayman Islands entity that first filed a Form D on November 27, 2018 and most recently amended it on September 3, 2019, describing itself as a venture capital fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and covers pooled investment fund interests. K2 Partners IV L.P. reported $141,397,410 sold from 25 investors of a $250,000,000 total offering as of the Form D filed September 3, 2019. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is Suite 716, 10 Market Street, Cassia Cour, Camana Bay, Grand Cayman, Cayman Islands KY1-9006.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing September 3, 2019

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001758889
Entity NameK2 Partners IV L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeOther
Jurisdiction of OrganizationCayman Islands
Issuer AddressSuite 716, 10 Market Street, Cassia Cour, Camana Bay, Grand Cayman, Cayman Islands KY1-9006
Phone(86)186-0012-6502
Industry / Fund TypePooled Investment Fund · Venture Capital Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer) and Section 3(c)(7) (qualified purchasers only) (both boxes checked on the filing)
Securities TypePooled investment fund interests
First Sale DateNovember 12, 2018
Filing DateSeptember 3, 2019
Accession Number0001213900-19-017070
Total Offering Amount$250,000,000
Total Amount Sold$141,397,410
Amount Remaining$108,602,590
Total Investors25
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Revenue RangeDecline to Disclose
State (Issuer Address)E9
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

dark

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Fund family Part of the K2 Partners family: 3 vehicles across 3 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Adviser of Record (Form ADV)

K2 Management Co.

CRD 324175 · exempt reporting adviser · lists this fund on Schedule D 7.B.(1) as a venture capital fund

Auditor named on Form ADV: PricewaterhouseCoopers LTD. · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2019-09-03: 1 related person added and 1 removed against the filing of 2018-11-27; 4 now listed. The names are in the Terminal feed.

K2 Partners IV GP, L.P.

Promoter · GRAND CAYMAN, E9

General Partner of Issuer

K2 Partners IV GP, LLC

Promoter · GRAND CAYMAN, E9

General Partner of General Partner of Issuer

Xiao Xi

Promoter · GRAND CAYMAN, E9

Manager of General Partner of General Partner of Issuer

Keyi Chen

Promoter · GRAND CAYMAN, E9

Manager of General Partner of General Partner of Issuer

Questions About K2 Partners IV L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is K2 Partners IV L.P.?

K2 Partners IV L.P. is a Cayman Islands entity that filed a Form D with the SEC on September 3, 2019 as a venture capital fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of pooled investment fund interests.

Is K2 Partners IV L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. K2 Partners IV L.P. filed a Form D with the SEC on September 3, 2019 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $141,397,410 sold to 25 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is K2 Partners IV L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that K2 Partners IV L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has K2 Partners IV L.P. raised?

K2 Partners IV L.P. reported $141,397,410 sold from 25 investors of a $250,000,000 total offering as of the Form D filed September 3, 2019.

Who can invest in K2 Partners IV L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in K2 Partners IV L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling K2 Partners IV L.P. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind K2 Partners IV L.P.?

The Form D lists 4 related persons: K2 Partners IV GP, L.P., promoter (General Partner of Issuer); K2 Partners IV GP, LLC, promoter (General Partner of General Partner of Issuer); Xiao Xi, promoter (Manager of General Partner of General Partner of Issuer); Keyi Chen, promoter (Manager of General Partner of General Partner of Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is K2 Partners IV L.P. located?

The issuer's address on its SEC filings is Suite 716, 10 Market Street, Cassia Cour, Camana Bay, Grand Cayman, Cayman Islands KY1-9006. Its phone number of record is (86)186-0012-6502. It is organized under the laws of Cayman Islands.

How long is the K2 Partners IV L.P. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is K2 Partners IV L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.