SEC filing record
Primary Source · SEC.gov

Five Arrows Principal Investments III SCSp

Fund Vehicle2019 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$45M

Investors

3

Min Invest

$5,770,303

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Five Arrows Principal Investments III SCSp is a Luxembourg entity that filed a Form D with the SEC on January 28, 2019, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Five Arrows Principal Investments III SCSp reported $44,809,456 sold from 3 investors of a $44,809,456 total offering as of the Form D filed January 28, 2019. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,770,303. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 33, Rue Sainte Zithe, Luxembourg, Luxembourg L-2763.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001765084
Entity NameFive Arrows Principal Investments III SCSp
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeOther
Jurisdiction of OrganizationLuxembourg
Issuer Address33, Rue Sainte Zithe, Luxembourg, Luxembourg L-2763
Phone352 27 48 96 85 52
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateNovember 23, 2018
Filing DateJanuary 28, 2019
Accession Number0001765084-19-000001
Total Offering Amount$44,809,456
Total Amount Sold$44,809,456
Amount Remaining$0
Total Investors3
Non-Accredited InvestorsNone
Minimum Investment$5,770,303
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)N4
Amendment CountOriginal filing only

Filings on Record

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In the Terminal

Filing events

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Statements extracted

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NAV prints

0

none on file

Offering chains

1

closed

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Fund family Part of the Five Arrows Principal Investments family: 3 vehicles across 3 generations · full family and the filing behind each link in the terminal

Investor

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

General Partner Five Arrows Managers S.A.

Promoter · Luxembourg, N4

General Partner of the Issuer

Aldo di Rienzo

Director · London, X0

Rothschild & Co Investment Managers

Director · Luxembourg, N4

Manager of the Issuer

Mireille Klitting

Director · Paris, I0

Category A Director of the General Partner of the Issuer

Angelo Luis

Director · Luxembourg, N4

Category B Director of the General Partner of the Issuer

Alain Peigneux

Director · Strassen, N4

Category B Director of the General Partner of the Issuer

Emmanuel Roth

Director · Paris, I0

Category A Director of the General Partner of the Issuer

Questions About Five Arrows Principal Investments III SCSp

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Five Arrows Principal Investments III SCSp?

Five Arrows Principal Investments III SCSp is a Luxembourg entity that filed a Form D with the SEC on January 28, 2019 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Five Arrows Principal Investments III SCSp legit?

AltStreet does not rate legitimacy; it reports the public record. Five Arrows Principal Investments III SCSp filed a Form D with the SEC on January 28, 2019 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $44,809,456 sold to 3 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Five Arrows Principal Investments III SCSp registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Five Arrows Principal Investments III SCSp claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Five Arrows Principal Investments III SCSp raised?

Five Arrows Principal Investments III SCSp reported $44,809,456 sold from 3 investors of a $44,809,456 total offering as of the Form D filed January 28, 2019.

Who can invest in Five Arrows Principal Investments III SCSp?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,770,303.

What is the minimum investment in Five Arrows Principal Investments III SCSp?

The Form D lists $5,770,303 as the minimum investment accepted from any outside investor as of January 28, 2019. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Five Arrows Principal Investments III SCSp and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Five Arrows Principal Investments III SCSp?

The Form D lists 7 related persons: General Partner Five Arrows Managers S.A., promoter (General Partner of the Issuer); Aldo di Rienzo, director; Rothschild & Co Investment Managers, director (Manager of the Issuer); Mireille Klitting, director (Category A Director of the General Partner of the Issuer); Angelo Luis, director (Category B Director of the General Partner of the Issuer); Alain Peigneux, director (Category B Director of the General Partner of the Issuer); Emmanuel Roth, director (Category A Director of the General Partner of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Five Arrows Principal Investments III SCSp located?

The issuer's address on its SEC filings is 33, Rue Sainte Zithe, Luxembourg, Luxembourg L-2763. Its phone number of record is 352 27 48 96 85 52. It is organized under the laws of Luxembourg.

How long is the Five Arrows Principal Investments III SCSp offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is Five Arrows Principal Investments III SCSp?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.