EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 394

CIK 0001773043Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$557K

Investors

27

Min Invest

$4,774

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 394 is a Delaware-based pooled investment fund that raised $557K from 27 investors with a $5K minimum investment, filed as an amendment on 2019-06-04. The vehicle claims exemptions under Rule 506(b) and Section 3(c)(1), and is part of the EquityZen pre-IPO platform ecosystem with 1,891 related entities. Management entities include EquityZen Advisors LLC and Assure Fund Management II LLC, with named officers Richard Thoms and Philip Haslett.

This pre-IPO investment vehicle uses the standard 506(b)/3(c)(1) exemption pattern common to private equity and venture secondaries platforms. The $5K minimum investment represents a retail-accessible tier considerably lower than typical institutional pre-IPO vehicles, consistent with EquityZen's platform model of fractionalizing access to late-stage private companies.

Data Flags

investor_count27 investors across a $557K raise yields an average check size of approximately $20.6K, indicating highly fragmented retail participation

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001773043
Entity NameEquityZen Growth Technology Fund LLC - Series 394
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateJune 4, 2019
Accession Number0001777137-19-000010
Total Amount Sold$557K
Total Investors27
Minimum Investment$4,774
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.