SEC filing record
Primary Source · SEC.gov

Sprott Private Resource Lending (Cal-Co-invest), LP

Co-Investment Vehicle2026 vintage506(b), 3(c)
Latest signalNew Form D filerForm D · 2026-10-20Last filing 2026-10-20

Raised

Pre-open

Investors

—

Min Invest

None stated

AltStreet Analysis

·

Generated from EDGAR primary sources

Sprott Private Resource Lending (Cal-Co-invest), LP is a pooled investment fund vehicle organized in Ontario, Canada, filed as a Form D co-investment entity under the Sprott Private Resource Lending platform. The filing is pre-open, with total amount sold, investor count, and minimum investment not disclosed, and relies on the 506(b) exemption combined with a 3(c) Investment Company Act exclusion. Related persons include Sprott Resource Lending Corp. and Sprott Resource Lending Partnership as executive officer/director entities, consistent with a Sprott-managed private credit structure.

This filing sits within the private credit / resource lending niche of alternative investments, using the common 506(b)+3(c) exemption pairing typical of institutional private funds that restrict offerings to accredited investors without general solicitation. No minimum investment is disclosed on the public filing, which is standard since the operative minimum is typically set in the limited partnership agreement rather than the Form D.

Data Flags

exemptionFiling claims both 506(b) and 3(c) exemptions simultaneously — a standard combined Securities Act / Investment Company Act exemption template for private pooled funds, not specific to this entity.
stateOfIncorporationEntity is organized in Ontario, Canada, indicating a cross-border fund structure despite filing a U.S. Form D.
generalFiling is pre-open with no disclosed first sale date, total amount sold, or investor count — consistent with an initial/original Form D filing rather than an amendment.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001773165
Entity NameSprott Private Resource Lending (Cal-Co-invest), LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationOntario, Canada
Issuer AddressRoyal Bank Plaza, South Tower, 200 Bay Street, Suite 2600, Toronto, A6 M5J 2J1
Phone(416) 943-8099
Former NamesSprott Private Resource Lending II (Cal-Co-invest), LP (until April 11, 2019)
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled Investment Fund
First Sale DateNot yet occurred (as filed)
Filing DateOctober 20, 2026
Accession Number0001773165-26-000004
Total Offering AmountIndefinite
Total Amount Sold$0 (no sales yet)
Total Investors0 (no sales yet)
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Sales Commissions$0 (to Sprott Global Resource Investments Ltd.)
Finders' Fees$0
Proceeds to Related Persons$0
Net Asset Value RangeDecline to Disclose
State (Issuer Address)A6
Amendment Count2 filings on record
Signed ByJim Grosdanis, Managing Partner of the GP

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Oct 20, 2026

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

2

pre_sale, lapsed

Latest event New filer · Oct 20, 2026

SEC.gov
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Fund family Part of the Sprott Private Resource Lending family: 9 vehicles across 2 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 filing event with values and deltas, latest 2026-10-20, and alerts on the next one
  • 2 offering timelines: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Resource Capital Investment Corporation

CRD 166722 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a other private fund

Auditor named on Form ADV: KPMG LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data through December 31, 2024, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2026-10-20: 4 related persons added and 1 removed against the filing of 2019-04-11; 9 now listed. The names are in the Terminal feed.

N/A Sprott Resource Lending Corp.

Executive Officer · Toronto, A6

N/A Sprott Resource Lending Partnership

Director · Toronto, A6

Jim Grosdanis

Executive Officer, Director · Toronto, A6

Narinder Nagra

Executive Officer, Director · Toronto, A6

Chris von Strasser

Promoter · Toronto, A6

Varinder Bhathal

Executive Officer · Toronto, A6

Greg Caione

Executive Officer, Director · Toronto, A6

Thomas Ulrich

Executive Officer · Toronto, A6

Michael Ferreira

Promoter · Toronto, A6

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Sprott Global Resource Investments Ltd.CRD 35878 on BrokerCheck

Associated broker-dealer: None · Carlsbad, CA · Soliciting in all states

Questions About Sprott Private Resource Lending (Cal-Co-invest), LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Sprott Private Resource Lending (Cal-Co-invest), LP?

Sprott Private Resource Lending (Cal-Co-invest), LP is a Ontario, Canada limited partnership that filed a Form D with the SEC on October 20, 2026 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Sprott Private Resource Lending (Cal-Co-invest), LP legit?

AltStreet does not rate legitimacy; it reports the public record. Sprott Private Resource Lending (Cal-Co-invest), LP filed a Form D with the SEC on October 20, 2026 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Sprott Private Resource Lending (Cal-Co-invest), LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Sprott Private Resource Lending (Cal-Co-invest), LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Sprott Private Resource Lending (Cal-Co-invest), LP raised?

Sprott Private Resource Lending (Cal-Co-invest), LP reported that the first sale had not yet occurred as of the Form D filed October 20, 2026, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.

Who can invest in Sprott Private Resource Lending (Cal-Co-invest), LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Sprott Private Resource Lending (Cal-Co-invest), LP?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Sprott Private Resource Lending (Cal-Co-invest), LP and how are they paid?

The Form D names Sprott Global Resource Investments Ltd. (CRD 35878), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Sprott Private Resource Lending (Cal-Co-invest), LP?

The Form D lists 9 related persons: Sprott Resource Lending Corp., executive officer (General Partner of Issuer (the "GP")); Sprott Resource Lending Partnership, director (Manager); Jim Grosdanis, executive officer, director (Director and Officer of the GP); Narinder Nagra, executive officer, director (Director and Officer of the GP); Chris von Strasser, promoter; Varinder Bhathal, executive officer; Greg Caione, executive officer, director; Thomas Ulrich, executive officer, and 1 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Sprott Private Resource Lending (Cal-Co-invest), LP located?

The issuer's address on its SEC filings is Royal Bank Plaza, South Tower, 200 Bay Street, Suite 2600, Toronto, A6 M5J 2J1. Its phone number of record is (416) 943-8099. It is organized under the laws of Ontario, Canada.

How long is the Sprott Private Resource Lending (Cal-Co-invest), LP offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is Sprott Private Resource Lending (Cal-Co-invest), LP?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.