AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 398

CIK 0001775132Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$205K

Investors

12

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 398 is a Delaware-domiciled pooled investment fund filed by EquityZen Advisors LLC on 2019-05-15, raising $205K from 12 investors under Rule 506(b) and Section 3(c)(1) exemptions. The fund requires a $10K minimum investment and is part of EquityZen's pre-IPO investment platform, which operates nearly 1,900 related entities providing access to private growth-stage technology companies.

Data Flags

generalConsistent naming convention (Series numbered SPVs), dual exemption claims (506(b) and 3(c)(1)), and shared related persons (Assure Fund Management II LLC, EquityZen Advisors LLC) across sibling entities reflect EquityZen's standardized platform template for pre-IPO access vehicles

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001775132
Entity NameEquityZen Growth Technology Fund LLC - Series 398
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateMay 15, 2019
Accession Number0001766012-19-000004
Total Amount Sold$205K
Total Investors12
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.