EquityZen Growth Technology Fund LLC - Series 406
Raised
$330K
Investors
12
Min Invest
$10,000
AltStreet Analysis
·Generated from EDGAR primary sources
EquityZen Growth Technology Fund LLC - Series 406 is a Delaware series LLC filed by EquityZen Advisors on 2019-05-30, raising $330K from 12 investors under Rule 506(b) and 3(c)(1) exemptions with a $10K minimum investment. This is part of EquityZen's pre-IPO secondary marketplace platform, which operates 1,891 related series entities for accessing private company equity.
This pre-IPO vehicle uses the standard 506(b)/3(c)(1) exemption structure common to retail-accessible secondary platforms, with a $10K minimum representing the lower end of pre-IPO market access. The raise size and investor count ($27.5K average commitment) align with EquityZen's model of aggregating retail capital into single-company SPVs.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govRelated Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
EquityZen Advisors LLC
Executive Officer, Director · New York, NY
Richard Thoms
Executive Officer · Salt Lake City, UT
Assure Fund Management II LLC
Director · Salt Lake City, UT
Philip Haslett
Executive Officer, Director · New York, NY
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.