AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 403

CIK 0001775547Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$280K

Investors

10

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 403 is a Delaware-domiciled pooled investment fund managed by EquityZen Advisors, filed May 21, 2019. The vehicle raised $280K from 10 investors with a $10K minimum investment under Rule 506(b) and 3(c)(1) exemptions. This is one of 1,891 related entities in the EquityZen pre-IPO access platform.

This pre-IPO pooled investment fund uses the standard 506(b)/3(c)(1) exemption pairing typical of private fund offerings, with a $10K minimum reflecting retail-accessible structuring common to fractional pre-IPO platforms. The investor count and raise amount indicate an early-stage or narrow-target SPV within the EquityZen series vehicle architecture.

Data Flags

generalNo first sale date disclosed; standard convention across EquityZen platform filings
generalNo states of solicitation specified; consistent with EquityZen filing template across related entities
generalNo industry group specified; uniform across sibling series vehicles in the platform

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001775547
Entity NameEquityZen Growth Technology Fund LLC - Series 403
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateMay 21, 2019
Accession Number0001763126-19-000002
Total Amount Sold$280K
Total Investors10
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.