AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 405

CIK 0001775552Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$2M

Investors

16

Min Invest

$19,050

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 405 is a Delaware pooled investment fund vehicle that raised $2.0M from 16 investors under Regulation D exemptions 506(b) and 3(c)(1), filed May 2, 2019. The fund is part of the EquityZen platform, a pre-IPO secondary marketplace with over 1,800 related EDGAR entities, and features a $19K minimum investment. Executive oversight includes EquityZen Advisors LLC, Assure Fund Management II LLC, Richard Thoms, and Philip Haslett.

This pre-IPO pooled investment vehicle utilizes the standard 506(b)/3(c)(1) exemption pattern common to private secondary market funds, limiting it to 99 beneficial owners and accredited investors without general solicitation. The $19K minimum investment is accessible compared to typical pre-IPO fund minimums, reflecting EquityZen's retail-friendly platform model that democratizes access to late-stage private company shares.

Data Flags

generalAssure Fund Management II LLC listed as Director; Assure is a fund administration service provider. Across EquityZen's related entities this appears to be a standard platform arrangement where the administrator takes a director role, consistent with the SPV-as-a-service model.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001775552
Entity NameEquityZen Growth Technology Fund LLC - Series 405
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateMay 2, 2019
Accession Number0001742698-19-000004
Total Amount Sold$2M
Total Investors16
Minimum Investment$19,050
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Claim Profile — FreeGet Verified — $2,400/yr

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.