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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 416

CIK 0001776649Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$3M

Investors

71

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 416 is a Delaware-based special purpose vehicle filed by EquityZen Advisors LLC on 2019-05-15, raising $2.7M from 71 investors under Rule 506(b) and Section 3(c)(1) exemptions. The offering has a $10K minimum investment and is part of EquityZen's pre-IPO secondary marketplace platform, which operates over 1,891 related series vehicles providing accredited investors access to private company equity.

This pre-IPO SPV follows EquityZen's standard template of Rule 506(b) private placements with 3(c)(1) investment company exemption, targeting retail accredited investors with accessible $10K minimums. The structure enables fractional access to late-stage private company shares, contrasting with typical institutional pre-IPO vehicles that require $100K+ commitments.

Data Flags

investor_count_vs_raise71 investors into $2.7M raise equals ~$38K average commitment, notably small even for a retail-accessible vehicle with $10K minimum

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001776649
Entity NameEquityZen Growth Technology Fund LLC - Series 416
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateMay 15, 2019
Accession Number0001766012-19-000003
Total Amount Sold$3M
Total Investors71
Minimum Investment$10,000
Securities TypeEquity
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.