SEC filing record
Primary Source · SEC.gov

Phoenix Fund, LLC

2022 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$8M

Investors

35

Min Invest

$250,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Phoenix Fund, LLC is a Kentucky limited liability company that filed a Form D with the SEC on February 22, 2022 in the Manufacturing industry group. The offering claims Rule 506(b) and covers equity. Phoenix Fund, LLC reported $7,875,000 sold from 35 investors of a $15,000,000 total offering as of the Form D filed February 22, 2022. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports non-accredited investors. The minimum investment accepted from an outside investor is $250,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 1104 Paris Road, Box 4, Mayfield, KY 42066.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001780983
Entity NamePhoenix Fund, LLC
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationKentucky
Issuer Address1104 Paris Road, Box 4, Mayfield, KY 42066
Phone(270) 443-4516
Industry / Fund TypeManufacturing
Securities TypeEquity
First Sale DateFebruary 26, 2021
Filing DateFebruary 22, 2022
Accession Number0001780983-22-000001
Total Offering Amount$15,000,000
Total Amount Sold$7,875,000
Amount Remaining$7,125,000
Total Investors35
Non-Accredited InvestorsYes
Minimum Investment$250,000
Offering DurationOne year or less
Revenue Range$1 - $1,000,000
State (Issuer Address)KY
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

2

lapsed

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Fund family Part of the Phoenix Fund family: 6 vehicles across 3 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 2 offering timelines: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2022-02-22: 0 related persons added and 4 removed against the filing of 2019-06-28; 1 now listed. The names are in the Terminal feed.

Ryan Thomas Polczynski

Director · Mayfield, KY

Member of the Advisory Board

Questions About Phoenix Fund, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Phoenix Fund, LLC?

Phoenix Fund, LLC is a Kentucky limited liability company that filed a Form D with the SEC on February 22, 2022 in the Manufacturing industry group. The filing claims Rule 506(b) for an offering of equity.

Is Phoenix Fund, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Phoenix Fund, LLC filed a Form D with the SEC on February 22, 2022 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $7,875,000 sold to 35 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Phoenix Fund, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Phoenix Fund, LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Phoenix Fund, LLC raised?

Phoenix Fund, LLC reported $7,875,000 sold from 35 investors of a $15,000,000 total offering as of the Form D filed February 22, 2022.

Who can invest in Phoenix Fund, LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports non-accredited investors. The minimum investment accepted from an outside investor is $250,000.

What is the minimum investment in Phoenix Fund, LLC?

The Form D lists $250,000 as the minimum investment accepted from any outside investor as of February 22, 2022. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Phoenix Fund, LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Phoenix Fund, LLC?

The Form D lists 1 related person: Ryan Thomas Polczynski, director (Member of the Advisory Board). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Phoenix Fund, LLC located?

The issuer's address on its SEC filings is 1104 Paris Road, Box 4, Mayfield, KY 42066. Its phone number of record is (270) 443-4516. It is organized under the laws of Kentucky.

How long is the Phoenix Fund, LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is Phoenix Fund, LLC's revenue?

The Form D reports a revenue range of $1 - $1,000,000.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.