SEC filing record
Primary Source · SEC.gov

WCAS XIII Access Investment Fund, L.P.

Fund Vehicle2019 vintage506(b), 3(c)

Raised

$215M

Investors

609

Min Invest

$50,000

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AltStreet Analysis

·

Generated from EDGAR primary sources

WCAS XIII Access Investment Fund, L.P. is a Delaware limited partnership that filed an original Form D on 2019-07-29 under Rule 506(b) and Section 3(c). The fund reported $215.0M in capital raised from 609 investors with a $50K minimum investment. No parent platform or related entities are currently matched in the AltStreet database.

This alternative investment vehicle employs a standard 506(b) private placement exemption with 3(c) investment company exclusion, typical for pooled investment funds. The $50K minimum investment represents a relatively accessible threshold compared to institutional-only vehicles, and the 609-investor count suggests broad retail or sub-institutional participation.

Data Flags

generalFirst sale date not disclosed on original filing with $215M already raised; delayed filing or post-close reporting possible
investor_count609 investors with $215M raised yields approximately $353K average commitment, relatively low for a fund of this size; suggests broad retail distribution strategy
industry_groupIndustry group not specified; limits categorization and comparability within alternative investment universe

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001783466
Entity NameWCAS XIII Access Investment Fund, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer AddressOne Grand Central Place, 60 East 42nd Street, 26th Floor, New York, NY 10165
Phone(212) 994-7400
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity
First Sale Date—
Filing DateJuly 29, 2019
Accession Number0001783466-19-000001
Total Offering Amount$215,000,000
Total Amount Sold$215,000,000
Amount Remaining$0
Total Investors609
Non-Accredited InvestorsNone
Minimum Investment$50,000
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

AltStreet Coverage

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In the Terminal

Filing events

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Critical / warning

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0 watch · 0 info

Statements extracted

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none on file

NAV prints

0

none on file

Offering chains

1

closed

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Fund family Part of the WCAS Access Investment Fund family: 2 vehicles across 2 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • The dated record: 9 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

None Asterion Fund Services L.L.C.

Promoter · Wilmington, DE

None Maples Fiduciary Services (Delaware) Inc. ("MFSD Inc.")

Executive Officer · Wilmington, DE

None iCapital Alternative Investments LLC ('iCapital")

Executive Officer · New York, NY

Edward Truitt, Jr.

Executive Officer · Wilmington, DE

Scott Huff

Executive Officer · Wilmington, DE

Barbra Kocsis

Executive Officer · New York, NY

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCRD 7691 on BrokerCheck

Associated broker-dealer: None · New York, NY · Soliciting in AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY and outside the United States

Questions About WCAS XIII Access Investment Fund, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is WCAS XIII Access Investment Fund, L.P.?

WCAS XIII Access Investment Fund, L.P. is a Delaware limited partnership that filed a Form D with the SEC on July 29, 2019 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity. AltStreet links the issuer to iCapital.

Is WCAS XIII Access Investment Fund, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. WCAS XIII Access Investment Fund, L.P. filed a Form D with the SEC on July 29, 2019 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $215,000,000 sold to 609 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to iCapital, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is WCAS XIII Access Investment Fund, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that WCAS XIII Access Investment Fund, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has WCAS XIII Access Investment Fund, L.P. raised?

WCAS XIII Access Investment Fund, L.P. reported $215,000,000 sold from 609 investors of a $215,000,000 total offering as of the Form D filed July 29, 2019.

Who can invest in WCAS XIII Access Investment Fund, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000.

What is the minimum investment in WCAS XIII Access Investment Fund, L.P.?

The Form D lists $50,000 as the minimum investment accepted from any outside investor as of July 29, 2019. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling WCAS XIII Access Investment Fund, L.P. and how are they paid?

The Form D names Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691), associated with None as the recipient of sales compensation soliciting in AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY.

Who is behind WCAS XIII Access Investment Fund, L.P.?

The Form D lists 6 related persons: Asterion Fund Services L.L.C., promoter (General Partner of the Issuer); "Maples Fiduciary Services (Delaware) Inc. (""MFSD Inc."")", executive officer (Managing Member of the General Partner); "iCapital Alternative Investments LLC ('iCapital"")", executive officer (Administrator); Edward L. Truitt, Jr., executive officer; Scott L. Huff, executive officer; Barbra E. Kocsis, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is WCAS XIII Access Investment Fund, L.P. located?

The issuer's address on its SEC filings is One Grand Central Place, 60 East 42nd Street, 26th Floor, New York, NY 10165. Its phone number of record is (212) 994-7400. It is organized under the laws of Delaware.

How long is the WCAS XIII Access Investment Fund, L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is WCAS XIII Access Investment Fund, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.