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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 415

CIK 0001777132Single-Deal SPV2019 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$3M

Investors

85

Min Invest

$20,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 415 is a Delaware pooled investment fund vehicle filed by EquityZen Advisors LLC and related parties on July 31, 2019. The fund raised $3.1M from 85 investors under Rule 506(b) and Section 3(c)(1) exemptions, with a $20K minimum investment. This is one of approximately 150 related entities on the EquityZen platform, which provides secondary market access to shares in private technology companies.

This Series 415 fund represents a typical mid-tier offering within EquityZen's serialized SPV structure for private equity investments. The $20K minimum and 506(b) exemption are standard for private equity vehicles targeting accredited investors, while the 85-investor count approaches the 3(c)(1) regulatory limit of 100 beneficial owners. The $36K average check size is consistent with retail-oriented private equity access platforms.

Data Flags

total_investors85 investors approaches the 100-investor limit for 3(c)(1) exemption, leaving minimal headroom
generalSignificantly larger raise ($3.1M) compared to related series offerings from same period ($145K-$857K), suggesting concentrated investor interest in this particular deal
first_sale_dateFirst sale date not disclosed despite $3.1M already raised, limiting transparency on offering timeline

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001777132
Entity NameEquityZen Growth Technology Fund LLC - Series 415
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJuly 31, 2019
Accession Number0001784043-19-000005
Total Amount Sold$3M
Total Investors85
Minimum Investment$20,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.