HGGC FUND IV, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$1.6B
Investors
31
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
HGGC FUND IV, L.P. is a Cayman Islands limited partnership that first filed a Form D on December 5, 2019 and most recently amended it on January 24, 2022, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and covers equity and pooled investment fund interests. HGGC FUND IV, L.P. reported $1,588,487,625 sold from 31 investors of a $2,250,000,000 total offering as of the Form D filed January 24, 2022. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names EVERCORE GROUP L.L.C. (CRD 42405), associated with None; AQUEDUCT CAPITAL GROUP, LLC (CRD 131452), associated with None; FUND PLACEMENT ISRAEL LTD., associated with None; MPW CAPITAL ADVISORS LIMITED, associated with None and 4 others as recipients of sales compensation soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, KY, LA, MA, MT, NC, NJ, NY, OH, OR, PA, PR, RI, TX, UT, VA, WA, WI, WV. The issuer's address of record is 1950 University Avenue, Suite 350, Palo Alto, CA 94303.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Fund family Part of the HGGC FUND family: 7 vehicles across 3 generations · adviser of record Hggc, LLC · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- The dated record: 8 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 145684 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: PricewaterhouseCoopers LTD. · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2022-01-24: 2 related persons added and 2 removed against the filing of 2020-12-23; 10 now listed. The names are in the Terminal feed.
HENRY N. BARENZ
Executive Officer, Promoter · PALO ALTO, CA
J. STEVEN YOUNG
Executive Officer, Promoter · PALO ALTO, CA
JOHN A. BLOCK
Executive Officer, Promoter · PALO ALTO, CA
LESLIE M. BROWN, JR.
Executive Officer, Promoter · PALO ALTO, CA
LANCE R. TAYLOR
Executive Officer, Promoter · PALO ALTO, CA
KURT A. KRIEGER
Executive Officer, Promoter · PALO ALTO, CA
RICHARD F. LAWSON, JR.
Executive Officer, Promoter · PALO ALTO, CA
STEVEN A. LEISTNER
Executive Officer, Promoter · PALO ALTO, CA
NEIL H. WHITE
Executive Officer, Promoter · PALO ALTO, CA
WILLIAM H. CONRAD, JR.
Executive Officer, Promoter · PALO ALTO, CA
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
EVERCORE GROUP L.L.C.CRD 42405 on BrokerCheck
Associated broker-dealer: None · NEW YORK, NY · Soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, KY, LA, MA, MT, NC, NJ, NY, OH, OR, PA, PR, RI, TX, UT, VA, WA, WI, WV
AQUEDUCT CAPITAL GROUP, LLCCRD 131452 on BrokerCheck
Associated broker-dealer: None · CHARLOTTE, NC · Soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NH, NJ, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WY
FUND PLACEMENT ISRAEL LTD.
Associated broker-dealer: None · TEL AVIV, L3 and outside the United States
MPW CAPITAL ADVISORS LIMITED
Associated broker-dealer: None · ABU DHABI, C0 and outside the United States
LAZARD ASIA LIMITED
Associated broker-dealer: None · SINGAPORE, U0 and outside the United States
INTE SECURITIES LLCCRD 851667 on BrokerCheck
Associated broker-dealer: None · BOCA RATON, FL · Soliciting in all states
ALPINE CAPITAL ADVISORS SPA
Associated broker-dealer: None · SANTIAGO, F3 and outside the United States
FURTHER CAPITAL PARTNERS LTD.
Associated broker-dealer: None · TORONTO, A6 and outside the United States
Questions About HGGC FUND IV, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is HGGC FUND IV, L.P.?
HGGC FUND IV, L.P. is a Cayman Islands limited partnership that filed a Form D with the SEC on January 24, 2022 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is HGGC FUND IV, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. HGGC FUND IV, L.P. filed a Form D with the SEC on January 24, 2022 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $1,588,487,625 sold to 31 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is HGGC FUND IV, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that HGGC FUND IV, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has HGGC FUND IV, L.P. raised?
HGGC FUND IV, L.P. reported $1,588,487,625 sold from 31 investors of a $2,250,000,000 total offering as of the Form D filed January 24, 2022.
Who can invest in HGGC FUND IV, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in HGGC FUND IV, L.P.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling HGGC FUND IV, L.P. and how are they paid?
The Form D names EVERCORE GROUP L.L.C. (CRD 42405), associated with None; AQUEDUCT CAPITAL GROUP, LLC (CRD 131452), associated with None; FUND PLACEMENT ISRAEL LTD., associated with None; MPW CAPITAL ADVISORS LIMITED, associated with None and 4 others as recipients of sales compensation soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, KY, LA, MA, MT, NC, NJ, NY, OH, OR, PA, PR, RI, TX, UT, VA, WA, WI, WV.
Who is behind HGGC FUND IV, L.P.?
The Form D lists 10 related persons: HENRY N. BARENZ, executive officer, promoter; J. STEVEN YOUNG, executive officer, promoter; JOHN A. BLOCK, executive officer, promoter; LESLIE M. BROWN, JR., executive officer, promoter; LANCE R. TAYLOR, executive officer, promoter; KURT A. KRIEGER, executive officer, promoter; RICHARD F. LAWSON, JR., executive officer, promoter; STEVEN A. LEISTNER, executive officer, promoter, and 2 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is HGGC FUND IV, L.P. located?
The issuer's address on its SEC filings is 1950 University Avenue, Suite 350, Palo Alto, CA 94303. Its phone number of record is (650) 321-4910. It is organized under the laws of Cayman Islands.
How long is the HGGC FUND IV, L.P. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.
How large is HGGC FUND IV, L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.