SEC filing record
Primary Source · SEC.gov

Hudson Valley Preservation Fund II, LLC

2020 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$109M

Investors

41

Min Invest

$1,000,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Hudson Valley Preservation Fund II, LLC is a Delaware limited liability company that first filed a Form D on February 27, 2020 and most recently amended it on August 30, 2021 in the Residential industry group. The offering claims Rule 506(b) and covers equity. Hudson Valley Preservation Fund II, LLC reported $108,500,000 sold from 41 investors of a $292,500,000 total offering as of the Form D filed August 30, 2021. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000. The Form D names B. Riley Securities, Inc. (CRD 25027), associated with None; Kenmar Securities, LLC (CRD 171793), associated with None as recipients of sales compensation soliciting in all states. The issuer's address of record is 200 Vesey Street, 24th Floor, New York, NY 10281.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing August 30, 2021

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001804971
Entity NameHudson Valley Preservation Fund II, LLC
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address200 Vesey Street, 24th Floor, New York, NY 10281
Phone(917) 398-4100
Industry / Fund TypeResidential
Securities TypeEquity
First Sale DateSeptember 11, 2020
Filing DateAugust 30, 2021
Accession Number0001804971-21-000001
Total Offering Amount$292,500,000
Total Amount Sold$108,500,000
Amount Remaining$184,000,000
Total Investors41
Non-Accredited InvestorsNone
Minimum Investment$1,000,000
Offering DurationIntended to last more than one year
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

dark

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Fund family Part of the Hudson Valley Preservation Fund family: 3 vehicles across 2 generations · adviser of record Hvpf Manager II, LLC · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
  • The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV

Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Adviser of Record (Form ADV)

Hvpf Manager II, LLC

CRD 318754 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a real estate fund

Auditor named on Form ADV: Novogradac & Company LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Jason Bordainick

Executive Officer · New York, NY

Andrew Cavaluzzi

Executive Officer · New York, NY

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

B. Riley Securities, Inc.CRD 25027 on BrokerCheck

Associated broker-dealer: None · Los Angeles, CA · Soliciting in all states

Kenmar Securities, LLCCRD 171793 on BrokerCheck

Associated broker-dealer: None · New York, NY · Soliciting in all states

Questions About Hudson Valley Preservation Fund II, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Hudson Valley Preservation Fund II, LLC?

Hudson Valley Preservation Fund II, LLC is a Delaware limited liability company that filed a Form D with the SEC on August 30, 2021 in the Residential industry group. The filing claims Rule 506(b) for an offering of equity.

Is Hudson Valley Preservation Fund II, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Hudson Valley Preservation Fund II, LLC filed a Form D with the SEC on August 30, 2021 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $108,500,000 sold to 41 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Hudson Valley Preservation Fund II, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Hudson Valley Preservation Fund II, LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Hudson Valley Preservation Fund II, LLC raised?

Hudson Valley Preservation Fund II, LLC reported $108,500,000 sold from 41 investors of a $292,500,000 total offering as of the Form D filed August 30, 2021.

Who can invest in Hudson Valley Preservation Fund II, LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000.

What is the minimum investment in Hudson Valley Preservation Fund II, LLC?

The Form D lists $1,000,000 as the minimum investment accepted from any outside investor as of August 30, 2021. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Hudson Valley Preservation Fund II, LLC and how are they paid?

The Form D names B. Riley Securities, Inc. (CRD 25027), associated with None; Kenmar Securities, LLC (CRD 171793), associated with None as recipients of sales compensation soliciting in all states.

Who is behind Hudson Valley Preservation Fund II, LLC?

The Form D lists 2 related persons: Jason Bordainick, executive officer; Andrew Cavaluzzi, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Hudson Valley Preservation Fund II, LLC located?

The issuer's address on its SEC filings is 200 Vesey Street, 24th Floor, New York, NY 10281. Its phone number of record is 917-398-4100. It is organized under the laws of Delaware.

How long is the Hudson Valley Preservation Fund II, LLC offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

What is Hudson Valley Preservation Fund II, LLC's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.